Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Russell RodgersThe Leaders Group, Inc.Nationwide Securities, LLC$2503-21-2019
Brian Christopher LippilloThe Leaders Group, Inc.Cetera Investment Services LLC$2503-04-2019
Douglas Adam GerrardThe Leaders Group, Inc.Provenance Wealth Advisors12-14-2018
William John HahnThe Leaders Group, Inc.Cambridge Investment Research, Inc.$5011-01-2018
Brendon Michael DerouinThe Leaders Group, Inc.Woodbury Financial Services, Inc.09-12-2018
James Allen JacobsThe Leaders Group, Inc.AXA Advisors, LLC$5009-10-2018
Arthur Kerwin Sobczak IIIThe Leaders Group, Inc.LPL Financial LLC09-04-2018
Rebecca Ruth GoeringThe Leaders Group, Inc.Voya Financial Advisors, Inc.07-23-2018
Joseph Earl DegnanThe Leaders Group, Inc.Allstate Financial Services, LLC06-29-2018
Michael Ryan RooneyThe Leaders Group, Inc.Allianz Life Financial Services, LLC$105-22-2018
Heather Paige WolfeThe Leaders Group, Inc.Allstate Financial Services, LLC12-15-2017
Robin Stacey HouseThe Leaders Group, Inc.Edward Jones12-11-2017
Richard Eugene SchumakerThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC$112-01-2017
Keith Gerard WetjenThe Leaders Group, Inc.Lincoln Financial Advisors Corporation10-31-2017
Peter C PabichThe Leaders Group, Inc.Lincoln Financial Advisors Corporation$1010-31-2017
David Grant PattonThe Leaders Group, Inc.Regal Investment Advisors LLC$110-19-2017
Charles Thomas MarcianoThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC$1009-19-2017
Michael C ReisThe Leaders Group, Inc.LPL Financial LLC08-21-2017
Jonathan DonfeldThe Leaders Group, Inc.AXA Advisors, LLC06-01-2017
John Peter BilskiThe Leaders Group, Inc.Pruco Securities, LLC.05-12-2017
Sean Christopher WielandThe Leaders Group, Inc.Pruco Securities, LLC.04-11-2017
Shawn Marcel LefebvreThe Leaders Group, Inc.Capital Analysts01-18-2017
Joel Shayne Sherwin BrownThe Leaders Group, Inc.Capital Analysts01-03-2017
Judd Thomas PearsonThe Leaders Group, Inc.Voya Financial Advisors, Inc.01-03-2017
Lee Alexander HalperinThe Leaders Group, Inc.Voya Financial Advisors, Inc.01-03-2017
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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