Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Michael CroninThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC04-09-2020
Gregory James HierThe Leaders Group, Inc.Nationwide Securities, LLC03-23-2020
Chad Jason NeiferThe Leaders Group, Inc.ValMark Securities, Inc.03-05-2020
Sean P SwansonThe Leaders Group, Inc.NYLIFE Distributors LLC02-13-2020
Jessica Anne GarlandThe Leaders Group, Inc.Nationwide Securities, LLC01-28-2020
Thomas Matthew LeslieThe Leaders Group, Inc.American Equity Investment Corporation$5001-09-2020
Luis Pasquale RosaThe Leaders Group, Inc.AXA Advisors, LLC$5001-09-2020
Jon Ward Parrack IIThe Leaders Group, Inc.Nationwide Securities, LLC01-07-2020
David Curtis JohnsonThe Leaders Group, Inc.The Leaders Group, Inc.01-07-2020
Christopher Daniel GilmoreThe Leaders Group, Inc.Bluerock Capital Markets LLC01-06-2020
Wayne Anthony FlanaganThe Leaders Group, Inc.Bluerock Capital Markets LLC$5001-03-2020
Jennifer J. ShieldsThe Leaders Group, Inc.Bluerock Capital Markets LLC01-03-2020
Ginger Marie RobertsThe Leaders Group, Inc.Royal Alliance Associates, Inc.01-02-2020
Marvin Lee JenkinsThe Leaders Group, Inc.Nationwide Securities, LLC01-02-2020
Stephen Gregory HoustonThe Leaders Group, Inc.Nationwide Securities, LLC01-02-2020
Kimberly J. CheekThe Leaders Group, Inc.Nationwide Securities, LLC01-02-2020
Virgil Earl HamiltonThe Leaders Group, Inc.Nationwide Securities, LLC12-05-2019
Austin W. BrownThe Leaders Group, Inc.ProEquities, Inc.11-25-2019
Julia H. LinThe Leaders Group, Inc.First Heartland Capital, Inc.$1,00011-04-2019
James M. FranklinThe Leaders Group, Inc.MML Investors Services, LLC10-22-2019
John Joseph KoziolThe Leaders Group, Inc.Nationwide Securities, LLC$15010-09-2019
Steven SchumacherThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC$1,00010-07-2019
Jon Allen BanisterThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC10-03-2019
Mark Jeffrey RoweThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC10-03-2019
William Everette OliverThe Leaders Group, Inc.Nationwide Securities, LLC10-02-2019
Next Page »

Showing 1 to 25 of 118 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.