Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dante Marco CoppolaThe Leaders Group, Inc.NYLIFE Securities LLC09-22-2020
Alfred Thomas Barile IIIThe Leaders Group, Inc.GWFS Equities, Inc.09-16-2020
Midhat DzihicThe Leaders Group, Inc.LPL Financial LLC09-16-2020
Vincent Dana WoodcockThe Leaders Group, Inc.Lincoln Financial Advisors Corporation$1009-14-2020
Peter Brown CrillyThe Leaders Group, Inc.Nationwide Securities, LLC09-01-2020
Kevin Michael BunkinThe Leaders Group, Inc.Kestra Investment Services, LLC09-01-2020
Dennis P MeheganThe Leaders Group, Inc.Cornerstone Wealth Management, LLC08-06-2020
Craig Michael ErwinThe Leaders Group, Inc.Nationwide Securities, LLC$15007-23-2020
Randall E JonesThe Leaders Group, Inc.Nationwide Securities, LLC07-22-2020
James R Lingle JrThe Leaders Group, Inc.Pruco Securities, LLC.07-15-2020
Dwight William Marshall JrThe Leaders Group, Inc.Nationwide Securities, LLC07-13-2020
John Dodd HardingThe Leaders Group, Inc.ValMark Securities, Inc.07-08-2020
Edwin Michael RainierThe Leaders Group, Inc.Nationwide Securities, LLC$2507-08-2020
John E Wright JrThe Leaders Group, Inc.Nationwide Securities, LLC07-08-2020
Jeffrey Thomas QuinnThe Leaders Group, Inc.Nationwide Securities, LLC07-08-2020
Christopher Adam RadkeThe Leaders Group, Inc.Nationwide Securities, LLC07-07-2020
Dean KniepsThe Leaders Group, Inc.MML Investors Services, LLC07-07-2020
Michael Scott KutneyThe Leaders Group, Inc.Nationwide Securities, LLC07-06-2020
Richard Philip DiemertThe Leaders Group, Inc.Nationwide Securities, LLC07-02-2020
Rebecca Edwards HottThe Leaders Group, Inc.Nationwide Securities, LLC$5007-02-2020
Gary Lynn GrayThe Leaders Group, Inc.Nationwide Securities, LLC$10007-01-2020
Kathleen Shirley ByeThe Leaders Group, Inc.Nationwide Securities, LLC$5007-01-2020
Richard Myles EpperlyThe Leaders Group, Inc.Nationwide Securities, LLC07-01-2020
Steven Loveless SmileyThe Leaders Group, Inc.Nationwide Securities, LLC07-01-2020
Edward Vernon Young IIIThe Leaders Group, Inc.Nationwide Securities, LLC07-01-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.