Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon Allen BanisterThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC10-03-2019
Tanya Denise PagesThe Leaders Group, Inc.Wachovia Securities, LLC09-30-2019
Tanya Denise PagesThe Leaders Group, Inc.Wachovia Securities, LLC09-30-2019
Michael David WesterfieldThe Leaders Group, Inc.MML Investors Services, Inc.$5009-23-2019
Steven BrooksThe Leaders Group, Inc.Royal Alliance Associates, Inc.$5009-05-2019
Paul John FeeThe Leaders Group, Inc.RBC Capital Markets, LLC05-15-2019
David Russell RodgersThe Leaders Group, Inc.Nationwide Securities, LLC$2503-21-2019
Clayton Bauer WoodThe Leaders Group, Inc.Linden Thomas and Company Securities, LLC03-06-2019
Brian Christopher LippilloThe Leaders Group, Inc.Cetera Investment Services LLC$2503-04-2019
Douglas Adam GerrardThe Leaders Group, Inc.Provenance Wealth Advisors12-14-2018
William John HahnThe Leaders Group, Inc.Cambridge Investment Research, Inc.$5011-01-2018
Brendon Michael DerouinThe Leaders Group, Inc.Woodbury Financial Services, Inc.09-12-2018
James Allen JacobsThe Leaders Group, Inc.AXA Advisors, LLC$5009-10-2018
Arthur Kerwin Sobczak IIIThe Leaders Group, Inc.LPL Financial LLC09-04-2018
Rebecca Ruth GoeringThe Leaders Group, Inc.Voya Financial Advisors, Inc.07-23-2018
Michael R. RooneyThe Leaders Group, Inc.Allianz Life Financial Services, LLC05-22-2018
Richard Eugene SchumakerThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC12-01-2017
David Grant PattonThe Leaders Group, Inc.Regal Investment Advisors LLC$5010-19-2017
Dennis Alan BoggessThe Leaders Group, Inc.Nationwide Securities, LLC07-24-2017
Jonathan DonfeldThe Leaders Group, Inc.AXA Advisors, LLC06-01-2017
Shawn Marcel LefebvreThe Leaders Group, Inc.Capital Analysts01-18-2017
Jennifer Lynn ParadisoThe Leaders Group, Inc.The Huntington Investment Company09-06-2016
David Curtis JohnsonThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC03-03-2016
Jerald W. GrayThe Leaders Group, Inc.SagePoint Financial, Inc.06-12-2015
Eric Wayne SlugantzThe Leaders Group, Inc.Voya Financial Advisors, Inc.05-01-2015
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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