Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Harvey BerryThe Leaders Group, Inc.NYLIFE Securities LLC09-25-2013
Steven David SchaumbergerThe Leaders Group, Inc.Kestra Investment Services, LLC01-09-2014
Sean Michael KovichThe Leaders Group, Inc.P.J. Robb Variable Corporation01-10-2014
Peter Pin ChenThe Leaders Group, Inc.KEY West Investments, LLC$15004-30-2014
Wade Steven PerryThe Leaders Group, Inc.KEY West Investments, LLC$15004-30-2014
Roderick Shane WoodThe Leaders Group, Inc.The Huntington Investment Company07-31-2014
Michael Francis MiddendorfThe Leaders Group, Inc.Ameriprise Financial Services, LLC10-14-2014
Stephen M LoderickThe Leaders Group, Inc.Capitol Securities Management, Inc.11-11-2014
Kurt Joseph DombroThe Leaders Group, Inc.Voya Financial Advisors, Inc.01-02-2015
Eric Wayne SlugantzThe Leaders Group, Inc.Voya Financial Advisors, Inc.05-01-2015
Kevin Nolan WillettThe Leaders Group, Inc.LPL Financial LLC05-20-2015
Jerald W GrayThe Leaders Group, Inc.SagePoint Financial, Inc.06-12-2015
Christopher Brant SteckThe Leaders Group, Inc.SagePoint Financial, Inc.01-04-2016
Reymundo PugaThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC01-22-2016
Andrea Lynn DykesThe Leaders Group, Inc.LPL Financial LLC04-05-2016
Jennifer Lynn ParadisoThe Leaders Group, Inc.The Huntington Investment Company09-06-2016
Jerry Irving RubinThe Leaders Group, Inc.Capital Analysts01-03-2017
Vickie A McGillThe Leaders Group, Inc.RBC Capital Markets, LLC01-03-2017
Shawn Marcel LefebvreThe Leaders Group, Inc.Capital Analysts01-18-2017
Larry Conway BartonThe Leaders Group, Inc.Voya Financial Advisors, Inc.02-02-2017
Robert Andrew JarvisThe Leaders Group, Inc.Cetera Advisor Networks LLC05-24-2017
Jonathan DonfeldThe Leaders Group, Inc.Equitable Advisors, LLC06-01-2017
Dennis Alan BoggessThe Leaders Group, Inc.Nationwide Securities, LLC07-24-2017
Troy Edward WoodsThe Leaders Group, Inc.Northern Lights Distributors, LLC09-12-2017
David Grant PattonThe Leaders Group, Inc.Regal Investment Advisors LLC10-19-2017
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Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.