Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan TuchmannThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC12-06-2016
Allison Elizabeth MendelsohnThe Leaders Group, Inc.Pruco Securities, LLC.01-06-2017
Andrea Lynn DykesThe Leaders Group, Inc.LPL Financial LLC04-05-2016
Austin W. BrownThe Leaders Group, Inc.ProEquities, Inc.11-25-2019
Barry Michael CroninThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC04-09-2020
Brandon Joseph InsleyThe Leaders Group, Inc.Nationwide Securities, LLC08-06-2019
Brendon Michael DerouinThe Leaders Group, Inc.Woodbury Financial Services, Inc.09-12-2018
Brian Christopher LippilloThe Leaders Group, Inc.Cetera Investment Services LLC$2503-04-2019
Bruce Joel WilliamsThe Leaders Group, Inc.MML Investors Services, LLC04-15-2010
Chad Jason NeiferThe Leaders Group, Inc.ValMark Securities, Inc.03-05-2020
Charles Lane BoydThe Leaders Group, Inc.AXA Advisors, LLC$1008-09-2019
Charles Thomas MarcianoThe Leaders Group, Inc.Northwestern Mutual Investment Services, LLC09-19-2017
Christopher Brant SteckThe Leaders Group, Inc.SagePoint Financial, Inc.01-04-2016
Christopher Daniel GilmoreThe Leaders Group, Inc.Bluerock Capital Markets LLC01-06-2020
Christopher John MooreThe Leaders Group, Inc.UBS Financial Services Inc.07-24-2019
Clayton Bauer WoodThe Leaders Group, Inc.Linden Thomas and Company Securities, LLC03-06-2019
Daniel Carson MillesonThe Leaders Group, Inc.Nationwide Securities, LLC10-01-2019
Daniel Michael BerganThe Leaders Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
David Alan PerryThe Leaders Group, Inc.Nationwide Securities, LLC10-02-2019
David Bryan BoweryThe Leaders Group, Inc.Nationwide Securities, LLC$2507-01-2020
David Curtis JohnsonThe Leaders Group, Inc.The Leaders Group, Inc.01-07-2020
David Curtis JohnsonThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC03-03-2016
David Glen GranowitzThe Leaders Group, Inc.LPL Financial LLC$5010-11-2018
David Grant PattonThe Leaders Group, Inc.Regal Investment Advisors LLC$5010-19-2017
David Lynn ColeThe Leaders Group, Inc.AXA Advisors, LLC11-16-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.