Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Kerwin Sobczak IIIThe Leaders Group, Inc.Ownership Advisors, Inc.09-04-2018
Brendon Michael DerouinThe Leaders Group, Inc.Woodbury Financial Services, Inc.09-12-2018
Brian Christopher LippilloThe Leaders Group, Inc.Cetera Investment Services LLC$25003-04-2019
Charles Lane BoydThe Leaders Group, Inc.AXA Advisors, LLC$10008-09-2019
Christopher John MooreThe Leaders Group, Inc.UBS Financial Services Inc.07-24-2019
Dale Wesley MartinThe Leaders Group, Inc.UBS Financial Services Inc.$10007-15-2019
David Glen GranowitzThe Leaders Group, Inc.LPL Financial LLC$50010-11-2018
David Lynn ColeThe Leaders Group, Inc.AXA Advisors, LLC11-16-2018
David Russell RodgersThe Leaders Group, Inc.Nationwide Securities, LLC$25003-21-2019
Donald Robert CarterThe Leaders Group, Inc.Innovation Partners LLC$10012-03-2018
Douglas Adam GerrardThe Leaders Group, Inc.Provenance Wealth Advisors12-14-2018
Edward Sylvester Watko IIIThe Leaders Group, Inc.M Holdings Securities, Inc.$40001-11-2019
Ethan Michael SchmidtThe Leaders Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
James Allen JacobsThe Leaders Group, Inc.AXA Advisors, LLC$50009-10-2018
Jason Michael NeubertThe Leaders Group, Inc.Nationwide Securities, LLC07-09-2019
Jay M RabinowitzThe Leaders Group, Inc.UBS Financial Services Inc.$50007-24-2019
John Francis CompostoThe Leaders Group, Inc.Voya Financial Advisors, Inc.$10001-15-2019
John Joseph Vigliotti Sr.The Leaders Group, Inc.Essex Securities LLC$25001-03-2019
Joshua Heinrich PierceThe Leaders Group, Inc.LPL Financial LLC08-22-2019
Laurie Helene RunyonThe Leaders Group, Inc.Lincoln Financial Securities Corporation10-02-2018
Michael Thomas EaganThe Leaders Group, Inc.Hornor, Townsend & Kent, LLC$25008-29-2018
Paul Brian HewittThe Leaders Group, Inc.UBS Financial Services Inc.$15007-15-2019
Paul John FeeThe Leaders Group, Inc.RBC Capital Markets, LLC05-15-2019
Richard Allen Licini Sr.The Leaders Group, Inc.Royal Alliance Associates, Inc.06-27-2019
Richard Mark HinkleThe Leaders Group, Inc.Saybrus Equity Services, LLC06-04-2019
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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