Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Charles FernandezTransamerica Financial Advisors, IncNYLIFE Securities LLC09-06-2019
Shawn Stephen RutzenTransamerica Financial Advisors, IncT. Rowe Price Investment Services, Inc.03-19-2019
Christopher S. JohnsonTransamerica Financial Advisors, IncThrivent Investment Management Inc.10-30-2018
John Joseph NicholsTransamerica Financial Advisors, IncNYLIFE Securities LLC05-23-2018
Kenneth Douglas GarryTransamerica Financial Advisors, IncQuestar Capital Corporation11-06-2017
Thomas E. Miskelly Jr.Transamerica Financial Advisors, IncEdward Jones10-21-2016
Theodore Morgan Jr.Transamerica Financial Advisors, IncNYLIFE Securities LLC09-30-2016
Genesis Yvonne BynesTransamerica Financial Advisors, IncJ.P. Morgan Securities LLC08-28-2015
Richard Martin MooreTransamerica Financial Advisors, IncPNC Investments10-17-2014
Terrie Lynn MartinezTransamerica Financial Advisors, IncVALIC Financial Advisors, Inc.02-06-2014
Mona Faye FrayerTransamerica Financial Advisors, IncTransamerica Financial Advisors, Inc01-09-2014

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.