Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Rodrick CarrilloU.S. Bancorp Investments, Inc.BBVA Securities Inc.$15007-25-2018
Garrick Scot SasaU.S. Bancorp Investments, Inc.LPL Financial LLC$105-22-2018
Derek Stefan CheshireU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.04-10-2017
Ryan James KimrayU.S. Bancorp Investments, Inc.BBVA Securities Inc.12-16-2016
Kara Lynn SekavecU.S. Bancorp Investments, Inc.CUSO Financial Services, L.P.$111-28-2016
Erika L CollinsU.S. Bancorp Investments, Inc.BBVA Securities Inc.06-20-2016
Jesse Duwane YoungU.S. Bancorp Investments, Inc.Morgan Stanley$15001-04-2016
Robert Eugene EdonU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.07-21-2015
Christopher Mark HerreraU.S. Bancorp Investments, Inc.Jackson National Life Distributors LLC07-02-2015
Eileen Mary KimU.S. Bancorp Investments, Inc.LPL Financial LLC05-18-2015
Clinton Joseph KnoppU.S. Bancorp Investments, Inc.Edward Jones$2501-05-2015
Pedro Geronimo MorenoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC11-18-2014
Ben Dean TorrezU.S. Bancorp Investments, Inc.USI Securities, Inc.06-27-2014
Michael Sidney QuimbyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10006-02-2014
Mary Rinn PagnardU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC11-26-2013
Charles Edward Rhoades IIU.S. Bancorp Investments, Inc.Edward Jones12-10-2012
Matthew Aaron GoldsteinU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.04-02-2012
Kristi Ann CrismanU.S. Bancorp Investments, Inc.Edward Jones01-03-2012
Adam Jansen FowlerU.S. Bancorp Investments, Inc.Chase Investment Services Corp.10-06-2011
Jeffrey Neal McwhorterU.S. Bancorp Investments, Inc.Chase Investment Services Corp.08-02-2011
Wayne Timothy RoysU.S. Bancorp Investments, Inc.Chase Investment Services Corp.08-02-2011
Pamela Ann LeeU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.05-27-2011
James Joseph BeaupreU.S. Bancorp Investments, Inc.CUNA Brokerage Services, Inc.03-31-2011
Mark David LevineU.S. Bancorp Investments, Inc.BancWest Investment Services, Inc.02-23-2011
Brian Scott WhatleyU.S. Bancorp Investments, Inc.Wells Fargo Investments, LLC12-06-2010
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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