Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert George Shedd Jr.U.S. Bancorp Investments, Inc.Raymond James Financial Services Advisors, Inc$2509-04-2019
Ryan T HulslanderU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC07-22-2019
Chris Allan LuttmanU.S. Bancorp Investments, Inc.Key Investment Services LLC$5004-22-2019
Michael Salvatore AzzaroU.S. Bancorp Investments, Inc.BBVA Securities Inc.$2512-04-2018
Christopher Damien StantonU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC10-02-2018
William Rodrick CarrilloU.S. Bancorp Investments, Inc.BBVA Securities Inc.$15007-25-2018
Garrick Scot SasaU.S. Bancorp Investments, Inc.LPL Financial LLC05-22-2018
Christopher William DollU.S. Bancorp Investments, Inc.Key Investment Services LLC04-26-2018
Jens C. FonnesbeckU.S. Bancorp Investments, Inc.Fidelity Brokerage Services LLC04-10-2018
Tyler Patrick WhalenU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$2502-15-2018
Sean Patrick FischerU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC06-03-2016
Jesse Duwane YoungU.S. Bancorp Investments, Inc.Morgan Stanley$2501-04-2016
Christopher Mark HerreraU.S. Bancorp Investments, Inc.Jackson National Life Distributors LLC07-02-2015
Eileen Mary KimU.S. Bancorp Investments, Inc.LPL Financial LLC05-18-2015
Clinton J. KnoppU.S. Bancorp Investments, Inc.Edward Jones$1001-05-2015
Michael Sidney QuimbyU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$1006-02-2014
Matthew Aaron GoldsteinU.S. Bancorp Investments, Inc.Ameriprise Financial Services, Inc.04-02-2012

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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