Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph E BrienzaUBS Financial Services Inc.AllianceBernstein L.P.07-30-2019
Laura Ann BickelUBS Financial Services Inc.Cambridge Investment Research, Inc.12-08-2017
Michael Thomas CollinsUBS Financial Services Inc.Citigroup Global Markets Inc.$2504-21-2009
Craig Fenton FerrisUBS Financial Services Inc.Citigroup Global Markets Inc.04-13-2009
Ron F PeacockUBS Financial Services Inc.Citigroup Global Markets Inc.04-13-2009
Edwin Delbert BrolyerUBS Financial Services Inc.Citigroup Global Markets Inc.01-22-2009
Justin Edwin BrolyerUBS Financial Services Inc.Citigroup Global Markets Inc.$2501-22-2009
David Wayne WeinbenderUBS Financial Services Inc.Edward Jones08-27-2010
Justin Edward FrenchUBS Financial Services Inc.FBL Investment Management Services, Inc.10-24-2017
Sophia Madeleine PhillipsUBS Financial Services Inc.Fidelity Personal and Workplace Advisors12-19-2019
Michael C CatesUBS Financial Services Inc.GVC Capital LLC02-08-2018
Shannon C GrahamUBS Financial Services Inc.J.P. Morgan Securities LLC04-27-2016
Ethan Fuller CallawayUBS Financial Services Inc.Janus Henderson Distributors03-15-2013
Jill Marie SchmiedingUBS Financial Services Inc.LPL Financial LLC$2506-30-2017
Michael L Cope William G MarcouxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$22501-02-2014
Joseph Brian LembeckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-21-2020
Matthew Paul JohnsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Chester Henry WangUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2016
Paul George AtkinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2015
Mark S AtkinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2015
Gregory Charles Charles RichardsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25009-23-2015
Ronald Charles Charles KempUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-23-2015
Melissa Corrado-HarrisonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$80809-23-2015
Kurt Crandall NielsenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-25-2014
Michael Lee CopeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15001-02-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.