Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Logan Meisel PessesUBS Financial Services Inc.Morgan Stanley02-01-2019
Franklin Jerome LadenUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC$5009-05-2018
Justin Edward FrenchUBS Financial Services Inc.FBL Investment Management Services, Inc.$1010-24-2017
Scott Frederick YoungUBS Financial Services Inc.Robert W. Baird & Co. Incorporated$28305-25-2016
Edward Joseph McDevitt IIIUBS Financial Services Inc.Morgan Stanley02-05-2016
Paul George AtkinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2015
Gregory Charles C. RichardsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-23-2015
Melissa A Corrado-HarrisonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2015
Ronald Charles KempUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2015
Frederic Edward JauchUBS Financial Services Inc.RBC Capital Markets, LLC$5006-30-2015
Zachary HansenUBS Financial Services Inc.Mutual Trust Co. of America Securities06-11-2015
Scott Tilton Baker, Nancy Vanik Baker, Donald Robert BakerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2014
Kyle Robert DanfordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2014
Kurt Crandall NielsenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2014
Forrest Dion Smith IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2014
Michael Scott CaplanUBS Financial Services Inc.Morgan Stanley01-16-2014
Michael L. Cope, William G. MarcouxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$22501-02-2014
Michael Lee CopeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2014
William George MarcouxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2014
Ethan Fuller CallawayUBS Financial Services Inc.Janus Distributors LLC03-15-2013
Nathan James MatthewsUBS Financial Services Inc.Morgan Stanley11-16-2012
Jane Berkelhammer McMillanUBS Financial Services Inc.Morgan Stanley$5010-26-2012
William Blaine KurtzUBS Financial Services Inc.Wells Fargo Clearing Services, LLC07-18-2012
Patricia Elaine MillerUBS Financial Services Inc.Robert W. Baird & Co. Incorporated$5001-03-2012
Arthur Terry Polner, Anita Morris Polner, To Hun PakUBS Financial Services Inc.Morgan Stanley10-13-2011
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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