Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edgardo Rafael CintronUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25001-23-2009
Eric Daniel UhlbergUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-29-2009
Bert Pierpont Palmer IIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-29-2009
Nicholas G. BodeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Marion Todd BakerUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-04-2009
Hc Tad Willenbrock IIIUBS Financial Services Inc.Morgan Stanley & Co. LLC$10003-13-2009
Elizabeth Jones WillenbrockUBS Financial Services Inc.Morgan Stanley & Co. LLC$15003-13-2009
Lawrence Scott PannUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-21-2009
Brian C ColvertUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-21-2009
Donnie DeyoungUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-21-2009
Matthew John MastUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-21-2009
Michael Thomas CollinsUBS Financial Services Inc.Citigroup Global Markets Inc.$25004-21-2009
Richard Erwin Dodge Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$50004-21-2009
Rolla Henry ColvertUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-21-2009
Bradley Scott HarveyUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-21-2009
Kelly Alan McgrewUBS Financial Services Inc.Citigroup Global Markets Inc.04-21-2009
Bryan Scott JarmanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-24-2009
Kimberly Jo McgrewUBS Financial Services Inc.Citigroup Global Markets Inc.05-08-2009
Jason P BurkettUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-04-2009
Douglas Allan BehnfieldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Matthew Sam RichUBS Financial Services Inc.Thomas Weisel Partners LLC$10006-19-2009
David Wayne WeinbenderUBS Financial Services Inc.Edward Jones$10008-27-2010
Thomas Abbitt Jenkins Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50009-07-2010
Grant Robert GieringerUBS Financial Services Inc.RBC Capital Markets, LLC10-18-2010
Cynthia Ann HansenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2010
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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