Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Michael KauthUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-21-2011
Arthur Terry Polner, Anita Morris Polner, To Hun PakUBS Financial Services Inc.Morgan Stanley10-13-2011
Bonnie Michelle GibbsUBS Financial Services Inc.Morgan Stanley$5009-02-2011
Cynthia Ann HansenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2010
Daniel I. BarotzUBS Financial Services Inc.Morgan Stanley$5008-26-2011
David Wayne WeinbenderUBS Financial Services Inc.Edward Jones$1008-27-2010
Dennis Michael Dougherty, Bryan Louis WhiteUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10008-05-2011
Edgardo Rafael CintronUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Edward Joseph McDevitt IIIUBS Financial Services Inc.Morgan Stanley02-05-2016
Eric Daniel Uhlberg, Bert Pierpont Palmer IIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-29-2009
Ethan Fuller CallawayUBS Financial Services Inc.Janus Distributors LLC03-15-2013
Forrest Dion Smith IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2014
Franklin Jerome LadenUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC$5009-05-2018
Frederic Edward JauchUBS Financial Services Inc.RBC Capital Markets, LLC$5006-30-2015
Gregory Charles C. RichardsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-23-2015
Hc Tad Willenbrock III, Elizabeth Jones WillenbrockUBS Financial Services Inc.Morgan Stanley & Co. LLC03-13-2009
Jane Berkelhammer McMillanUBS Financial Services Inc.Morgan Stanley$5010-26-2012
Jason P BurkettUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-04-2009
Justin Edward FrenchUBS Financial Services Inc.FBL Investment Management Services, Inc.$1010-24-2017
Kelly Alan McGrewUBS Financial Services Inc.Citigroup Global Markets Inc.04-21-2009
Kurt Crandall NielsenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2014
Kyle Robert DanfordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2014
Lawrence Scott Pann, Donnie DeyoungUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-21-2009
Logan Meisel PessesUBS Financial Services Inc.Morgan Stanley02-01-2019
Matthew Alan La MarcheUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-21-2011
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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