Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Logan Meisel PessesUBS Financial Services Inc.Morgan Stanley02-01-2019
Edward Joseph McDevitt IIIUBS Financial Services Inc.Morgan Stanley02-05-2016
Paul George AtkinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2015
Ronald Charles KempUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2015
Zachary HansenUBS Financial Services Inc.Mutual Trust Co. of America Securities06-11-2015
Kyle Robert DanfordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2014
Kurt Crandall NielsenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2014
Forrest Dion Smith IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2014
Michael Scott CaplanUBS Financial Services Inc.Morgan Stanley01-16-2014
Michael Lee CopeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2014
William George MarcouxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2014
Ethan Fuller CallawayUBS Financial Services Inc.Janus Distributors LLC03-15-2013
Nathan James MatthewsUBS Financial Services Inc.Morgan Stanley11-16-2012
William Blaine KurtzUBS Financial Services Inc.Wells Fargo Clearing Services, LLC07-18-2012
Arthur Terry Polner, Anita Morris Polner, To Hun PakUBS Financial Services Inc.Morgan Stanley10-13-2011
Robert Duane WehlerUBS Financial Services Inc.Morgan Stanley07-08-2011
Matthew Young ParishUBS Financial Services Inc.Morgan Stanley03-25-2011
William Charles NeuensUBS Financial Services Inc.Morgan Stanley12-03-2010
Cynthia Ann HansenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2010
Thomas Abbitt Jenkins Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2010
Matthew Sam RichUBS Financial Services Inc.Thomas Weisel Partners LLC06-19-2009
Kelly Alan McGrewUBS Financial Services Inc.Citigroup Global Markets Inc.04-21-2009
Michael Thomas CollinsUBS Financial Services Inc.Citigroup Global Markets Inc.04-21-2009
Hc Tad Willenbrock III, Elizabeth Jones WillenbrockUBS Financial Services Inc.Morgan Stanley & Co. LLC03-13-2009
Nicholas G. BodeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.