Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emily Anne JohnsonUBS Financial Services Inc.Raymond James & Associates, Inc.09-24-2020
Matthew Paul JohnsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Brooke Dunlap BontzUBS Financial Services Inc.Waddell & Reed08-21-2020
Carter D BabbUBS Financial Services Inc.Morgan Stanley07-15-2020
Sophia Madeleine PhillipsUBS Financial Services Inc.Fidelity Personal and Workplace Advisors12-19-2019
Joseph E BrienzaUBS Financial Services Inc.AllianceBernstein L.P.07-30-2019
Logan Meisel PessesUBS Financial Services Inc.Morgan Stanley02-01-2019
Franklin Jerome LadenUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC09-05-2018
Eric Michael SmithUBS Financial Services Inc.Wells Fargo Clearing Services, LLC06-27-2018
Michael C CatesUBS Financial Services Inc.GVC Capital LLC02-08-2018
Laura Ann BickelUBS Financial Services Inc.Cambridge Investment Research, Inc.12-08-2017
Justin Edward FrenchUBS Financial Services Inc.FBL Investment Management Services, Inc.10-24-2017
Scott Larson CollinsUBS Financial Services Inc.TIAA-CREF Individual & Institutional Services, LLC06-20-2017
Chester Henry WangUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2016
Shannon C GrahamUBS Financial Services Inc.J.P. Morgan Securities LLC04-27-2016
Edward Joseph Mcdevitt IiiUBS Financial Services Inc.Morgan Stanley02-05-2016
Paul George AtkinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2015
Mark S AtkinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2015
Mary Michele AndersonUBS Financial Services Inc.RBC Capital Markets, LLC06-30-2015
Michael Scott CaplanUBS Financial Services Inc.Morgan Stanley01-16-2014
William George MarcouxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2014
Ethan Fuller CallawayUBS Financial Services Inc.Janus Henderson Distributors03-15-2013
John Raymond MowryUBS Financial Services Inc.Waddell & Reed03-04-2013
William Blaine KurtzUBS Financial Services Inc.Wells Fargo Clearing Services, LLC07-18-2012
Patricia Elaine MillerUBS Financial Services Inc.Robert W. Baird & Co. Incorporated01-03-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.