Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Brian LembeckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Matthew Paul JohnsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Joseph Brian LembeckUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Matthew Paul JohnsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Chester Henry WangUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2016
Paul George AtkinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2015
Mark S. AtkinsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-07-2015
Gregory Charles C. RichardsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15009-23-2015
Ronald Charles KempUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2015
Melissa A Corrado-HarrisonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2015
Scott Tilton BakerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2014
Nancy Vanik BakerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2014
Donald Robert BakerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2014
Kyle Robert DanfordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2014
Kurt Crandall NielsenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2014
Forrest Dion Smith IIIUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2014
Jennifer P. EdwardsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-21-2014
Michael Lee CopeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2014
William George MarcouxUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2014
Andrew Michael KauthUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-21-2011
Matthew Alan La MarcheUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-21-2011
Cynthia Ann HansenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2010
Thomas Abbitt Jenkins Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-07-2010
Douglas Allan BehnfieldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Jason P BurkettUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-04-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.