Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anita Morris PolnerUBS Financial Services Inc.Morgan Stanley10-13-2011
Arthur Terry PolnerUBS Financial Services Inc.Morgan Stanley10-13-2011
Bonnie Michelle GibbsUBS Financial Services Inc.Morgan Stanley$50009-02-2011
Bradley Scott MillsUBS Financial Services Inc.Morgan Stanley05-05-2011
Daniel I. BarotzUBS Financial Services Inc.Morgan Stanley$50008-26-2011
Edward Joseph McDevitt IIIUBS Financial Services Inc.Morgan Stanley02-05-2016
Jane Berkelhammer McMillanUBS Financial Services Inc.Morgan Stanley$50010-26-2012
Kathryn Jean MihalkoUBS Financial Services Inc.Morgan Stanley05-29-2013
Lacy Adair HensonUBS Financial Services Inc.Morgan Stanley10-13-2011
Logan Meisel PessesUBS Financial Services Inc.Morgan Stanley02-01-2019
Matthew Young ParishUBS Financial Services Inc.Morgan Stanley03-25-2011
Michael Dean McMillanUBS Financial Services Inc.Morgan Stanley$25010-26-2012
Michael Scott CaplanUBS Financial Services Inc.Morgan Stanley01-16-2014
Nathan James MatthewsUBS Financial Services Inc.Morgan Stanley$25011-16-2012
Robert Duane WehlerUBS Financial Services Inc.Morgan Stanley$10007-08-2011
Stephen Russell HansenUBS Financial Services Inc.Morgan Stanley$50002-07-2014
To Hun PakUBS Financial Services Inc.Morgan Stanley10-13-2011
William Charles NeuensUBS Financial Services Inc.Morgan Stanley$10012-03-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.