Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Thomas TaylorWaddell & ReedRobert W. Baird & Co. Incorporated12-19-2016
Elisabeth Anne OlsonWaddell & ReedON Investment Management Co09-08-2016
Michael Fayne Mckinnis Jr.Waddell & ReedEdward Jones$2507-15-2016
Mark Joseph Comire Jr.Waddell & ReedBoston Asset Management, Inc.04-29-2016
Anthony Adam CisnerosWaddell & ReedWells Fargo Clearing Services, LLC$101-04-2016
Grayson Joel HofferberWaddell & ReedJ.P. Morgan Securities LLC12-08-2015
Christopher Ludvik SemrodWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2015
Cameron Bryce FrakerWaddell & ReedFidelity Brokerage Services LLC04-08-2015
Robert Scott TremlettWaddell & ReedCharles Schwab & Co., Inc.10-23-2014
Heather Kristin RoentzWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2014
Ralph David Janitell IIIWaddell & ReedRegulus Advisors, LLC09-29-2014
Jacquelyn NiedringhausWaddell & ReedRBC Capital Markets, LLC05-09-2014
Stephen Powell AdamsWaddell & ReedEdward Jones08-27-2013
James Francis BarretteWaddell & ReedMWA Financial Services Inc.07-12-2013
Michael John MillerWaddell & ReedEdward Jones06-19-2013
David James MannaioniWaddell & ReedTransamerica Financial Advisors, Inc04-01-2013
Cassandra Lee TramontanaWaddell & ReedNationwide Investment Services Corporation02-04-2013
Ralph David Janitell IIIWaddell & ReedLPL Financial LLC01-29-2013
Randall Lynn JohnsonWaddell & ReedMorgan Stanley12-17-2012
Phillip Nathaniel Loring Jr.Waddell & ReedWells Fargo Clearing Services, LLC$2011-13-2012
Lois Elaine SchillingWaddell & ReedWells Fargo Clearing Services, LLC08-17-2012
Debra Rae SchillingWaddell & ReedWells Fargo Clearing Services, LLC08-15-2012
Edward John FrellyWaddell & ReedEdward Jones$105-02-2012
Richard BeckeyWaddell & ReedNYLIFE Securities LLC03-20-2012
Heather Jean MyersWaddell & ReedEdward Jones03-12-2012
Next Page »

Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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