Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Eugene UrrutiaWaddell & ReedEdward Jones01-10-2020
Kevin T. TaylorWaddell & ReedRobert W. Baird & Co. Incorporated12-19-2016
Elisabeth Anne OlsonWaddell & ReedThe O.N. Equity Sales Company09-08-2016
Michael Fayne McKinnis Jr.Waddell & ReedEdward Jones$2507-15-2016
Mark Joseph Comire Jr.Waddell & ReedBoston Asset Management, Inc.04-29-2016
Anthony A. CisnerosWaddell & ReedWells Fargo Clearing Services, LLC$1001-04-2016
Grayson Joel HofferberWaddell & ReedJ.P. Morgan Securities LLC12-08-2015
Chandra Shekhar SharmaWaddell & ReedWaddell & Reed12-02-2015
Christopher Ludvik SemrodWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2015
Cameron Bryce FrakerWaddell & ReedFidelity Brokerage Services LLC04-08-2015
Robert Scott TremlettWaddell & ReedCharles Schwab & Co., Inc.$15010-23-2014
Heather Kristin RoentzWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-17-2014
Jacquelyn NiedringhausWaddell & ReedRBC Capital Markets, LLC$10005-09-2014
Stephen Powell AdamsWaddell & ReedEdward Jones08-27-2013
James Francis BarretteWaddell & ReedMWA Financial Services Inc.07-12-2013
Michael John MillerWaddell & ReedEdward Jones06-19-2013
David James MannaioniWaddell & ReedTransamerica Financial Advisors, Inc$10004-01-2013
Cassandra L RiceWaddell & ReedNationwide Investment Services Corporation02-04-2013
Ralph David Janitell IIIWaddell & ReedLPL Financial LLC01-29-2013
Randall Lynn JohnsonWaddell & ReedMorgan Stanley$1012-17-2012
Phillip Nathaniel Loring Jr.Waddell & ReedWells Fargo Clearing Services, LLC$2511-13-2012
Lois Elaine SchillingWaddell & ReedWells Fargo Clearing Services, LLC08-17-2012
Debra Rae SchillingWaddell & ReedWells Fargo Clearing Services, LLC08-15-2012
Edward John FrellyWaddell & ReedEdward Jones05-04-2012
Richard BeckeyWaddell & ReedNYLIFE Securities LLC03-20-2012
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.