Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Willard Irvin CatonWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2009
Daniel Richard JarkaWaddell & ReedMorgan Stanley01-26-2011
Matthew Earl SteinkeWaddell & ReedNew England Securities01-18-2012
Debra Rae SchillingWaddell & ReedWells Fargo Clearing Services, LLC08-15-2012
Phillip Nathaniel Loring JrWaddell & ReedWells Fargo Clearing Services, LLC$2011-13-2012
Cameron Bryce FrakerWaddell & ReedFidelity Brokerage Services LLC04-08-2015
Anthony Adam CisnerosWaddell & ReedWells Fargo Clearing Services, LLC01-04-2016
Anthony Eugene UrrutiaWaddell & ReedEdward Jones01-10-2020
Andrew Jay StenzelWaddell & ReedEdward Jones06-05-2020
Scott R FrazerWaddell & ReedSchwab Private Client Investment Advisory, Inc.08-31-2020

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.