Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly LarsenWells Fargo Clearing Services, LLCBOK Financial Securities, Inc.11-18-2019
Steven GallegosWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC08-14-2019
James Edward GraciaWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.06-07-2019
Barbara Jean GrantWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-03-2019
Benjamin Anthony BoltWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-02-2019
Adam Jansen FowlerWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.04-17-2019
Jeffrey Scott BergWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.03-28-2019
Kyle Robert StanleyWells Fargo Clearing Services, LLCEdward Jones02-11-2019
Michael Kevin LewallenWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.02-04-2019
Alfred Isaac PetrossWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Michael Anthony WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00011-07-2018
Darren Leonard BishopWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$10009-28-2018
Matthew Joshua SmithWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC09-28-2018
Benjamin Jon SibertWells Fargo Clearing Services, LLCNYLIFE Securities LLC09-06-2018
David Bruce Stewart IVWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2018
Bradford S Rowe IIWells Fargo Clearing Services, LLCUSAA Investment Management Company07-09-2018
Kenneth Neal Tesch SzulczewskiWells Fargo Clearing Services, LLCTD Ameritrade, Inc.06-29-2018
Robert B. NeubauerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.06-20-2018
Sarah L. EllisWells Fargo Clearing Services, LLCNuveen Securities, LLC06-01-2018
Brandon Benjamin StarwaltWells Fargo Clearing Services, LLCEdward Jones05-30-2018
Clayton Harvey RiddellWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-25-2018
Amanda Frances BumgarnerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-18-2018
Lori Ann DummannWells Fargo Clearing Services, LLCMorgan Stanley04-26-2018
Brian Scott WhatleyWells Fargo Clearing Services, LLCFisher Investments04-20-2018
John Andersen-KirtlandWells Fargo Clearing Services, LLCMorgan Stanley04-06-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.