Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Leonard HartWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-20-2009
Jennifer Rochelle BruceWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-20-2009
James Firth DowleyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-19-2009
Clifford Houston HickersonWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-18-2010
Kevin John KelleyWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated$1,00006-25-2010
Laura Ann CollinsWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated06-25-2010
Dean Obrien BuellWells Fargo Clearing Services, LLCMorgan Stanley$15010-11-2010
Barbara Ellen BuellWells Fargo Clearing Services, LLCMorgan Stanley10-11-2010
Cheryl Ann SquierWells Fargo Clearing Services, LLCEdward Jones03-04-2011
Herman Tiemens IiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-11-2011
Joshua Robert CamporaWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$2505-27-2011
David Michael NashWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00009-22-2011
Alicia Louise WilsonWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.03-19-2012
Donald Reed Mayne JrWells Fargo Clearing Services, LLCMorgan Stanley05-16-2012
James Darby BarrettWells Fargo Clearing Services, LLCChase Investment Services Corp.05-25-2012
Jeff HuffWells Fargo Clearing Services, LLCMorgan Stanley$6506-05-2012
Mark Steven PalmerWells Fargo Clearing Services, LLCMorgan Stanley$2506-15-2012
Nancy Ann Kelly PalmerWells Fargo Clearing Services, LLCMorgan Stanley06-15-2012
Leland Gene FrankWells Fargo Clearing Services, LLCMetLife Securities Inc.06-28-2012
Paul Randall WalkerWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.09-19-2012
Christopher R MurrayWells Fargo Clearing Services, LLCMutual of Omaha Investor Services, Inc.01-14-2013
Anthony Clarence BlauertWells Fargo Clearing Services, LLCT. Rowe Price Investment Services, Inc.02-04-2013
Steven A MillerWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$502-11-2013
Raymond Joseph BevierWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$1,00003-22-2013
Andrew Paton ButtrellWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10003-22-2013
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Showing 1 to 25 of 101 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.