Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Candace Lee AllenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-20-2009
Henry Grayson DrexelWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Robert Leonard HartWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2502-20-2009
Patricia Ann CockellWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-20-2009
Jennifer Rochelle BruceWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Andrew KrantzWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Gerald Robert JonesWells Fargo Clearing Services, LLCMorgan Stanley$5007-16-2009
Barbara Ann EndresWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-10-2009
Jeffrey Michael SpeicherWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5009-28-2009
John Arthur MessiterWells Fargo Clearing Services, LLCPark Avenue Securities LLC06-01-2010
John Allen McclainWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.06-14-2010
Clifford Houston HickersonWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-18-2010
Kevin John KelleyWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated$106-25-2010
Laura Ann CollinsWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated06-25-2010
Hara Susan LipmanWells Fargo Clearing Services, LLCChase Investment Services Corp.10-01-2010
Dean Obrien BuellWells Fargo Clearing Services, LLCMorgan Stanley$15010-11-2010
Barbara Ellen BuellWells Fargo Clearing Services, LLCMorgan Stanley$10010-11-2010
David John NorthWells Fargo Clearing Services, LLCEdward Jones02-18-2011
Cheryl Lois ScoutWells Fargo Clearing Services, LLCChase Investment Services Corp.03-01-2011
Cheryl Ann SquierWells Fargo Clearing Services, LLCEdward Jones$2503-04-2011
Herman Tiemens IIWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-11-2011
Joshua Robert CamporaWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-27-2011
Tunc DiptasWells Fargo Clearing Services, LLCEdward Jones06-07-2011
Eric John EricksonWells Fargo Clearing Services, LLCChase Investment Services Corp.$2507-15-2011
Steve Bruce DurmanWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$1001-31-2012
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Showing 1 to 25 of 145 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.