Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen Allison MartinWells Fargo Clearing Services, LLCScottrade, Inc.01-02-2014
Daniel Allen SturgesWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5002-07-2014
Steven Scott GoodellWells Fargo Clearing Services, LLCLPL Financial LLC02-12-2014
Kevin Deryl BeckWells Fargo Clearing Services, LLCJackson National Life Distributors LLC04-08-2014
Ian Thomas GlassfordWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-17-2014
Michael Patrick StarkWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1005-16-2014
Amy Brooke ParontoWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.05-30-2014
Phillip Christopher O'NeilWells Fargo Clearing Services, LLCMorgan Stanley08-04-2014
Joseph Gregory JaensenWells Fargo Clearing Services, LLCMorgan Stanley08-04-2014
Brian Anthony TownleyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10008-22-2014
Joshua Glen SmithWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC10-09-2014
David Wayne SalehWells Fargo Clearing Services, LLCEdward Jones$5010-31-2014
Samuel Y. ChoiWells Fargo Clearing Services, LLCOppenheimerFunds Distributor, Inc.01-02-2015
Austin G. OldsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-08-2015
Jeffrey N. McWhorterWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2501-16-2015
Anthony Paul SatrianoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-02-2015
Peter Charles ContinoWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5010-08-2015
James Joseph BeaupreWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.$1001-08-2016
Michael Scott SmithWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-19-2016
Timothy Douglas JensenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-26-2016
Timothy James MaherWells Fargo Clearing Services, LLCEdward Jones$5004-18-2016
Weston M. MillnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-19-2016
Kristi Ann CrismanWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.04-27-2016
Willard H Pease Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-27-2016
Brian Scott PetersWells Fargo Clearing Services, LLCSecurities America, Inc.$1706-17-2016
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Showing 76 to 100 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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