Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Sheridan AlmonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$20001-03-2011
David Edward BehlerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Jamie Thomas FisherWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Jeffrey Burroughs ThompsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Peter Canisius RuhWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Margaret Anne ColbertWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
James Robert LauerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Steven Michael EhnstromWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Matthew WinterWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Jason John MinorWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Christopher Ryan LynettWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
William Robert SchultzeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Randall Lynn ReedWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Karl William SchwinckWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Timothy Jay GoldenWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Ricky Merwin PerkinsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
William James Ziereis Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Scott Robert BaconWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Samantha L. EdigerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Ward Richardson WellesWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Karma Kai BohonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Katherine Miller KellenWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Lester James SmithWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Peter Michael IngrahamWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Maurice Emmett Frilot IIWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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