Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Scott SmithWestern Wealth Management LLCLPL Financial LLC04-03-2017
Julia V BourlakovWestern Wealth Management LLCEdward Jones03-31-2017
Michael Anthony ColemanWestern Wealth Management LLCAmeriprise Financial Services, Inc.03-06-2017
Jonathan David WhiteWestern Wealth Management LLCLPL Financial LLC02-23-2017
Michael Fulton Sheen HolligerWestern Wealth Management LLCFidelity Brokerage Services LLC01-03-2017
John Matthew PierceWestern Wealth Management LLCLPL Financial LLC08-11-2016
Diana Lynne BobkaWestern Wealth Management LLCEdward Jones08-10-2016
David Elba RicheyWestern Wealth Management LLCCUNA Brokerage Services, Inc.08-01-2016
Martin Tory StreetmanWestern Wealth Management LLCGallacher Capital Management, LLC06-29-2016
ADAM JAMES MAKKAIWestern Wealth Management LLCGallacher Capital Management, LLC06-28-2016
Adam Lucas WadeWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Andrew David MillerWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Cain Benjamin KobertWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Darla Dustin DouglasWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Deborah Sue FrankWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Elizabeth Wilson AllbrittonWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Gary Alan MangelsdorfWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Gregory Scott JacksonWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Guillermo Davis AdameWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Kenneth Charles DuncanWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Mark Anzo TonelliWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Mark Jonathan FuhrmanWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
THEODORE JAMES SWENSONWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Tracy Renee TutagWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
WILLIAM JAMES FLEMING JRWestern Wealth Management LLCWestern Wealth Management LLC06-22-2016
Next Page »

Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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