Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Glen HahnHahn Financial Services, LLCJ. W. Cole Advisors, Inc.06-14-2019
Thomas Emanuel WolfOppenheimer & Co. Inc.Morgan Stanley$1,00006-13-2019
Jeremy Jordan AudasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Marc Edward MacalusoCharles Schwab & Co., Inc.Fidelity Brokerage Services LLC06-08-2019
Douglas Allan BehnfieldMorgan StanleyUBS Financial Services Inc.06-07-2019
John G BaldassariMorgan StanleyWells Fargo Clearing Services, LLC$10006-07-2019
James Edward GraciaWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.06-07-2019
J Kim SimmonsLPL Financial LLCAmeriprise Financial Services, LLC$10006-07-2019
Jamie Kenneth MoultonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Matthew Roy WilsonAusdal Financial Partners, Inc.Capital Financial Services, Inc.$2506-07-2019
Amelia Krill GuidiMorgan StanleyUBS Financial Services Inc.06-07-2019
Matthew David KothRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2019
Scott Matthew RoseThrivent Investment Management Inc.Silverhawk Asset Management, LLC06-06-2019
Richard Mark HinkleThe Leaders Group, Inc.Saybrus Equity Services, LLC06-04-2019
Rebekah Renee Von BergLPL Financial LLCWaddell & Reed06-03-2019
Edward John FrellyLPL Financial LLCWaddell & Reed06-03-2019
Christopher Gregory DelongRaymond James Financial Services, Inc.B.B. Graham & Company, Inc.06-03-2019
Seth Richard PeritzmanEdward JonesFirst Allied Advisory Services, Inc.$2505-31-2019
James Paul Wertz JrIndependent Financial Group, LLCCambridge Investment Research, Inc.05-31-2019
Jill Elaine IsbellCreative Financial Services, IncCharles Schwab & Co., Inc.05-31-2019
Laurie Ann WezenskyLPL Financial LLCWedbush Securities Inc.$5005-30-2019
Dana Dorene GreathouseCascade Financial Management, Inc.BOK Financial Private Wealth, Inc.05-30-2019
Sean Luigi CoviLPL Financial LLCTrilogy Capital, Inc.$2505-29-2019
THOMAS JOSEPH DOHOGNE JrCharles Schwab & Co., Inc.TLG Advisors, Inc.05-28-2019
Ashley J LaneFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.