Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Leo SchettlerInfinex Investments, Inc.PFS Investments Inc.$10010-20-2018
Aaron Robert AndersonFIT Wealth ManagementPrivate Capital Management, LLC09-24-2018
Adam Christopher CarrCornbelt Financial, LLCJFTHOMPSON WEALTH MANAGEMENT12-07-2018
Adam Jansen FowlerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.04-17-2019
Adam Ryan SmithKey Investment Services LLCNYLIFE Securities LLC10-05-2018
Aidan E. ElliottKestra Investment Services, LLCJ.P. Morgan Securities LLC05-01-2019
Alesia Jeanne CronkhiteCronkhite Wealth StrategiesPark Avenue Securities LLC01-18-2019
Alexa B. BrascettaCWM, LLCLPL Financial LLC10-24-2018
Alexander C. AnttilaUSAA Financial Advisors, Inc.BBVA Securities Inc.07-25-2019
Alexander J. FalloonGWFS Equities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-10-2019
Alfred Isaac PetrossWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2018
Amber Rae NilesGWFS Equities, Inc.J.P. Morgan Securities LLC$15006-17-2019
Amelia Krill GuidiMorgan StanleyUBS Financial Services Inc.06-07-2019
Amethyst Judith RothCambridge Investment Research, Inc.Capital Financial Services, Inc.04-18-2019
Amy Susan HanophyBOK Financial Asset Management, Inc.Kestra Investment Services, LLC03-29-2019
Anant S. MehtaMML Investors Services, LLCPark Avenue Securities LLC02-13-2019
Andrew A. OconnorCambridge Investment Research Advisors, Inc.Personal Capital Advisors Corporation07-03-2019
Andrew Glen HahnHahn Financial Services, LLCJ. W. Cole Advisors, Inc.06-14-2019
Andrew Michael PalmasanoRaymond James Financial Services, Inc.Black Creek Capital Markets, LLC$25009-28-2018
Ann Holland Boontru Independence Asset Management, LLCUBS Financial Services Inc.09-25-2018
Anthony Frank CianoBBVA Securities Inc.Key Investment Services LLC04-03-2019
Anthony Morris DoctorLPL Financial LLCRaymond James Financial Services, Inc.10-31-2018
Arnold Alfred Dudley Jr.Robert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50008-28-2018
Arthur Kerwin Sobczak IIIThe Leaders Group, Inc.Ownership Advisors, Inc.09-04-2018
Aubrey B. ColemanThe O.N. Equity Sales CompanyFiscal Fitness Clubs$10012-27-2018
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Showing 1 to 25 of 398 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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