Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rachel Marie BuffaloPersonal Capital Advisors CorporationMorgan Stanley09-18-2019
Michael Patrick StarkSigma Financial CorporationWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-17-2019
Reno Jason ReserIFP Securities, LLCCetera Advisors LLC$10009-13-2019
Earl Franklin Vaughn IIIAdvenire Wealth ManagementAltruistic Investing09-11-2019
Ryan Louis SobelSobel Financial LLCPark Avenue Securities LLC09-11-2019
Philip Charles HagopianThe Leaders Group, Inc.Questar Capital Corporation$25009-09-2019
Eric Dixon LoaizaThe Leaders Group, Inc.Questar Capital Corporation$50009-09-2019
John Charles FernandezTransamerica Financial Advisors, IncNYLIFE Securities LLC09-06-2019
Patrick Sanford MullinsKey Investment Services LLCRaymond James & Associates, Inc.$10009-05-2019
Joseph William BradyRock Financial PlanningTransitions Wealth Management, LLC09-05-2019
Darwin Clair CampbellRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-04-2019
Matthew Richard MatherlyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-04-2019
Robert George Shedd Jr.U.S. Bancorp Investments, Inc.Raymond James Financial Services, Inc.$25009-04-2019
Alexander Nicholas AubreyRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2019
Tami C CarrollBSW Wealth PartnersAveo Capital Partners, LLC09-04-2019
David BurchfieldCharles SchwabRobert W. Baird & Co.$27409-03-2019
David Robert BurchfieldRobert W. Baird & Co. IncorporatedCharles Schwab & Co., Inc.$20009-03-2019
Kevin Corey ChristensenPrincipal Securities, Inc.Waddell & Reed09-03-2019
Calum William HayesLPL Financial LLCCharles Schwab & Co., Inc.09-03-2019
Timothy Edward Curtis MenefeeCommonwealth Financial NetworkEdward Jones$15008-30-2019
Patrick Henry JanssenLPL Financial LLCAmeriprise Financial Services, Inc.$25008-30-2019
Xia-Xiannee ElizaldeJ.P. Morgan Securities LLCFidelity Brokerage Services LLC08-29-2019
Michael Glenn WillisOneFund, LLCIndex Asset Management, Inc.08-28-2019
Tomas J. MarinCentaurus Financial, Inc.J.P. Morgan Securities LLC08-28-2019
Ari LitvinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.08-27-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.