Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Paul SantangeloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Craig Alan WeidenfellerMercer Global Advisors Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Daniel Warren HodgesSecurities America, Inc.Cetera Advisor Networks LLC$2510-21-2019
David T LawyerLincoln Financial Securities CorporationFirst Command Brokerage Services, Inc.10-21-2019
Pasha GhaemiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Jerad Lee AlexanderThe Wealth Conservancy, Inc.Thrivent Investment Management Inc.10-19-2019
Scott David SheltonNystrom Capital ManagementALPHA GROUP CAPITAL LLC10-18-2019
Devika KambohDMK Advisor Group, Inc.MML Investors Services, LLC10-16-2019
Patricia Ann CockellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-15-2019
John Michael Van De BogartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2019
Margaret Mary MaxwellOneAmerica Securities, Inc.Principal Securities, Inc.10-11-2019
David Timothy EvansE*TRADE Securities LLCPersonal Capital Advisors Corporation10-10-2019
Jeffrey D McCabeE*TRADE Securities LLCCharles Schwab & Co., Inc.10-10-2019
John Joseph KoziolThe Leaders Group, Inc.Nationwide Securities, LLC$15010-09-2019
David Henry Burgess JrDearborn Street AdvisorsMcAlvany Wealth Management, LLC10-09-2019
Kerry Kirkpatrick KlinePruco Securities, LLC.MWA Financial Services Inc.10-09-2019
Erica Michelle BlakeLifePath Financial AdvisorsColorado Capital Management10-09-2019
Maria G Duran RegaladoGWFS Equities, Inc.NYLIFE Securities LLC10-08-2019
Steven SchumacherThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC$1,00010-07-2019
April HoraceAshton Thomas Private WealthAlpha Capital Management Group LLC10-05-2019
Shane Maurice ChavezCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Robert Lane FarmerLPL Financial LLCForta Financial Group, Inc.10-04-2019
Brandon Patrick HughesAdvenire Wealth ManagementFidelity Personal and Workplace Advisors10-04-2019
Jon Allen BanisterThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC10-03-2019
Mark Jeffrey RoweThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC10-03-2019
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Showing 1 to 25 of 379 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.