Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Alan LongFidelity Brokerage Services LLCOppenheimerFunds Distributor, Inc.07-17-2019
Barbara Barrio BecknerLPL Financial LLCEdward Jones$15007-17-2019
Daniel Steven BergayMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors07-17-2019
Paul Brian HewittThe Leaders Group, Inc.UBS Financial Services Inc.$15007-15-2019
Richard KumiKey Investment Services LLCWells Fargo Clearing Services, LLC07-12-2019
Robert Aaron SalomonAXA Advisors, LLCEdward Jones07-12-2019
Mark Alan HaennyLPL Financial LLCCetera Advisors LLC$5007-11-2019
Kevin Scott SanderfordColorado West Investments, Inc.Strategic Wealth Advisors Group07-11-2019
Jamar Joseph AndersonCharles Schwab & Co., Inc.USAA Investment Management Company07-10-2019
Alexander J. FalloonGWFS Equities, Inc.Wells Fargo Clearing Services, LLC07-10-2019
Robert Eugene Foss Jr.AE Wealth Management, LLCREVERSE POLISH LLC07-10-2019
Bethany Alyssa BerryJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.07-09-2019
Jason Michael NeubertThe Leaders Group, Inc.Nationwide Securities, LLC07-09-2019
Brandon M. WilliamsFinancial Action, Inc.T. Rowe Price Investment Services, Inc.07-08-2019
Steven Ray HinkleWestern Wealth Management LLCNTB Financial Corporation07-08-2019
Brian Erle GrayAPO Financial Services, LLCHorter Investment Management, LLC07-08-2019
Andrew A. OconnorCambridge Investment Research Advisors, Inc.Personal Capital Advisors Corporation07-03-2019
Michael Ross Van BoeningEdward JonesLoyd Financial Management Inc.07-03-2019
Bryan Scott JarmanInfinium Investment Advisors, LLCUBS Financial Services Inc.07-03-2019
Johnny Michael GoodhueAPO Financial Services, LLCHorter Investment Management, LLC07-03-2019
Tony James WittrockRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-02-2019
Lisa Ann CowanSecurities America, Inc.Cambridge Investment Research, Inc.07-02-2019
Ken KleinMorgan StanleyJanus Henderson Distributors07-02-2019
Ronald Patrick KlineLPL Financial LLCNorthwestern Mutual Investment Services, LLC07-01-2019
Justin Louis KohnkeSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.