Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kim Leon CowdellIntervest International Equities CorporationFIRST WESTERN ADVISORS08-23-2019
Joshua Heinrich PierceThe Leaders Group, Inc.LPL Financial LLC08-22-2019
Lawrence Scott PannRBC Capital Markets, LLCUBS Financial Services Inc.08-22-2019
Donnie DeyoungRBC Capital Markets, LLCUBS Financial Services Inc.08-22-2019
Eric Allen ObergfellGlobal Retirement Partners LLCGlobal Retirement Partners LLC08-20-2019
Kwesi Tuere ColemanNequit Wealth & Investment Management, LLCWells Fargo Clearing Services, LLC08-20-2019
Jonathan SkorichAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-19-2019
James Paul BoudreauRaymond James Financial Services, Inc.Edward Jones$15008-16-2019
Brian James BoudreauRaymond James Financial Services, Inc.Edward Jones$2508-16-2019
Justin C. ScottCharles Schwab & Co., Inc.Vanguard Marketing Corporation08-15-2019
Ethan Michael SchmidtThe Leaders Group, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Michael Glen NielsonIFP Securities, LLCCetera Advisors LLC$10008-15-2019
Gregory Gordon HomerIFP Securities, LLCCetera Advisors LLC08-15-2019
Bryan NielsonIFP Securities, LLCCetera Advisors LLC08-15-2019
Herbert Gaylon BoydCustos Family Office LLCJ.P. Morgan Securities LLC08-15-2019
Heather Ann AndersonCommonwealth Financial NetworkSagePoint Financial, Inc.08-14-2019
Steven GallegosWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC08-14-2019
Eric D. RaglandNYLIFE Securities LLCFidelity Personal and Workplace Advisors08-13-2019
Sophia Madeleine PhillipsFidelity Brokerage Services LLCLPL Financial LLC08-12-2019
Vinessa Paulynna EkbergProspera Financial Services, Inc.Wells Fargo Clearing Services, LLC08-12-2019
Michael Burr Halphen Jr.GWFS Equities, Inc.Hancock Whitney Investment Services Inc.08-12-2019
Charlotte Kay JayCommonwealth Financial NetworkSagePoint Financial, Inc.08-09-2019
David Ralph JayCommonwealth Financial NetworkSagePoint Financial, Inc.08-09-2019
Charles Lane BoydThe Leaders Group, Inc.AXA Advisors, LLC$1008-09-2019
Jessica Elisabeth BeckCambridge Investment Research, Inc.MML Investors Services, LLC08-09-2019
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.