Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay Paul SantangeloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-21-2019
David T LawyerLincoln Financial Securities CorporationFirst Command Financial Planning, Inc.$10010-21-2019
Foster Marshall ManierreRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Pasha GhaemiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Craig Alan WeidenfellerMercer Global Advisors Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Jerad Lee AlexanderThe Wealth Conservancy, Inc.Thrivent Investment Management Inc.10-19-2019
Scott David SheltonNystrom Capital ManagementALPHA GROUP CAPITAL LLC10-18-2019
Sean M MiltonUSAA Financial Advisors, Inc.Edward Jones10-17-2019
Devika KambohStephen A. Kohn & Associates, Ltd.MML Investors Services, LLC10-16-2019
Patricia Ann CockellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-15-2019
John Michael Van De BogartMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2019
Laura Alice EvansGeneos Wealth Management, Inc.Dynamic Wealth Advisors$15010-14-2019
Ted Eric AlbrechtLPL Financial LLCJ.P. Morgan Securities LLC$50010-11-2019
Margaret Mary MaxwellOneAmerica Securities, Inc.Principal Securities, Inc.10-11-2019
John Joseph KoziolThe Leaders Group, Inc.Nationwide Securities, LLC$15010-09-2019
David Henry Burgess Jr.Dearborn Street AdvisorsMcAlvany Wealth Management, LLC10-09-2019
Erica Michelle BlakeLifePath Financial AdvisorsColorado Capital Management10-09-2019
Kerry Kirkpatrick KlinePruco Securities, LLC.MWA Financial Services Inc.10-09-2019
Jason Timothy ReevesAXA Advisors, LLCMML Investors Services, LLC10-08-2019
Maria G Duran RegaladoGWFS Equities, Inc.NYLIFE Securities LLC10-08-2019
Steven SchumacherThe Leaders Group, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-07-2019
Kerry Linn WalkerMML Investors Services, LLCThe O.N. Equity Sales Company$24110-04-2019
Shane Maurice ChavezCambridge Investment Research, Inc.FSC Securities Corporation$25010-04-2019
Julie K Ambuul MillerNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC10-04-2019
Brandon Patrick HughesAdvenire Wealth ManagementFidelity Personal and Workplace Advisors10-04-2019
Next Page »

Showing 1 to 25 of 116 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.