Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Robert AndersonAltus Wealth Group, LLCMorgan Stanley11-12-2019
Garrett Phillip GacitaThrivent Investment Management Inc.Fidelity Brokerage Services LLC11-08-2019
Brian David SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
David L. SwensonAE Wealth Management, LLCSpire Wealth Management, LLC11-07-2019
Julia H. LinThe Leaders Group, Inc.First Heartland Capital, Inc.$10011-04-2019
Debra K. BartonSagePoint Financial, Inc.H. Beck, Inc.$26011-01-2019
Stephanie Terese LeathermanPruco Securities, LLC.CUNA Brokerage Services, Inc.10-29-2019
Russell Lewis HansenKey Investment Services LLCCUSO Financial Services, L.P.10-29-2019
Michael Joseph BlackmoreStephen A. Kohn & Associates, Ltd.Parkland Securities, LLC$25010-28-2019
Matthew Fielding MarshBancWest Investment Services, Inc.Dynasty Wealth Management, LLC$50010-28-2019
Lauretta Carlene MoellBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50010-25-2019
Brian Joseph CostelloJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-25-2019
Edward Anthony Montanez Jr.BBVA Securities Inc.NYLIFE Securities LLC10-24-2019
James Bradley EdgarStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$50010-23-2019
James M. FranklinThe Leaders Group, Inc.MML Investors Services, LLC10-22-2019
Jay Paul SantangeloRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-21-2019
David T LawyerLincoln Financial Securities CorporationFirst Command Financial Planning, Inc.$10010-21-2019
Foster Marshall ManierreRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Pasha GhaemiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Craig Alan WeidenfellerMercer Global Advisors Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Jerad Lee AlexanderThe Wealth Conservancy, Inc.Thrivent Investment Management Inc.10-19-2019
Scott David SheltonNystrom Capital ManagementALPHA GROUP CAPITAL LLC10-18-2019
Sean M MiltonUSAA Financial Advisors, Inc.Edward Jones10-17-2019
Devika KambohStephen A. Kohn & Associates, Ltd.MML Investors Services, LLC10-16-2019
Patricia Ann CockellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-15-2019
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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