Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil Thomas HartzogPrivate Advisor Group, LLCPrivate Capital Group, LLC10-08-2020
Michael Emil MillerYHB Investment Advisors IncTD Private Client Wealth LLC10-06-2020
Paul B SavonaAmeriprise Financial Services, LLCCetera Advisor Networks LLC10-02-2020
Francoise Jeanine NemorinWealth Watch Advisors, LLCEquity Services, Inc.09-29-2020
Dianne M DelfinoNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-25-2020
Luke Michael Shawn ZulaufFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2020
Douglas Fenton Ouellette JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedEagle Strategies LLC09-23-2020
Antonio DisorboConnecticut Wealth Management, LLCNew England Capital Planners, Inc.09-16-2020
Samuel E WilsonRockefeller Financial LLCNorthern Trust Securities, Inc.09-16-2020
Michele Kristine DunbarLPL Financial LLCMML Investors Services, LLC09-16-2020
John Dixon KnoxJadwin Asset Management LLCtru Independence Asset Management, LLC09-15-2020
Asif OsmanJadwin Asset Management LLCtru Independence Asset Management, LLC09-15-2020
Michael Brian WofseyFinancial & Tax Architects, Inc.Money Concepts Capital Corp09-14-2020
Francis Paul CarsonMoney Concepts Capital CorpTrustmont Financial Group, Inc.09-10-2020
Mark Alexander MonteiroSecurities America, Inc.LPL Financial LLC09-08-2020
Tyler Westervelt PottsConnecticut Wealth Management, LLCNorthstar Wealth Partners LLC09-01-2020
Crissel LopezFidelity Brokerage Services LLCTIAA-CREF Individual & Institutional Services, LLC09-01-2020
Robert Francis HollmannKestra Investment Services, LLCWells Fargo Clearing Services, LLC$15008-28-2020
Sarah Morgan HobbsAmeriprise Financial Services, LLCRBC Capital Markets, LLC08-26-2020
Nisha Amish JhaveriCitigroup Global Markets Inc.Fidelity Personal and Workplace Advisors08-24-2020
Sarah Zhang KammanJ.P. Morgan Securities LLCMorgan Stanley08-24-2020
Lee Michael SheimanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-07-2020
Anthony Fred MorgilloGSB Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2020
Martin NadeauUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.08-07-2020
Kevin DanielsUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$15008-07-2020
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Showing 1 to 25 of 1,962 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.