Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julina Lee OgilviePrinciple Wealth Partners LLCJ.P. Morgan Institutional Investments Inc.04-17-2020
John AhernFidelity Brokerage Services LLCMML Investors Services, LLC04-14-2020
Kurt GroverPeople's Securities, Inc.Infinex Investments, Inc.04-08-2020
Greg Thomas Stokes JrPeople's Securities, Inc.Infinex Investments, Inc.04-03-2020
Collin JamesPeople's Securities, Inc.Infinex Investments, Inc.04-03-2020
Jose Eduardo ViveroLPL Financial LLCNorthwestern Mutual Investment Services, LLC04-03-2020
Bradley Andrew WhelanGWFS Equities, Inc.Principal Securities, Inc.04-02-2020
Rosemary TavernaSovereign Financial Group, Inc.Commonwealth Financial Network04-02-2020
Varyk KutnickRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Thomas Edward Shupe Jr.LPL Financial LLCAXA Advisors, LLC03-20-2020
Jean Pier SuarezA.G.P / Alliance Global PartnersSpartan Capital Securities, LLC03-13-2020
George A. KlebartSantander Securities LLCLPL Financial LLC03-11-2020
Christy Marie KennedyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-11-2020
James Gerard HylandProsperity Wealth Management, Inc.Cambridge Investment Research, Inc.03-10-2020
Keith Matthew FialaLPL Financial LLCCetera Advisor Networks LLC$15003-09-2020
Patrick M. HowellNYLIFE Securities LLCPark Avenue Securities LLC$103-09-2020
Jason Michael GiordanoInfinex Investments, Inc.LPL Financial LLC03-06-2020
Prasad S. OakAmeriprise Financial Services, LLCAllstate Financial Services, LLC03-05-2020
Robert Pierson PalmerFidelity Brokerage Services LLCMML Investors Services, LLC03-03-2020
Mohammed Ferhatullah QuraishiSantander Securities LLCSantander Securities LLC03-02-2020
Matthew James GillerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-02-2020
Andrea MatiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-02-2020
Kellie Marie ZimaKey Investment Services LLCInfinex Investments, Inc.02-28-2020
William Joseph Baxter IVBaxter Investment ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Eric D MechlerParadigm Financial Partners, LLCMML Investors Services, LLC02-28-2020
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Showing 1 to 25 of 3,025 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.