Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth A. WorthingtonNorthwestern Mutual Investment Services, LLC1851 Securities, Inc09-17-2013
Jay Michael SmallWoodbury Financial Services, Inc.1st Global Capital Corp.11-06-2018
George Julius Moeschlin IIINational Planning Corporation1st Worldwide Financial Partners, LLC06-13-2013
John Arthur O'Connor3D Asset Management, Inc.3D Asset Management, Inc.09-21-2016
Mark Stuart SchafferScottrade, Inc.3D Asset Management, Inc.$26809-07-2016
Simon John McDonaldWaddell & ReedA.G.P / Alliance Global Partners07-16-2015
Alexander William OracheffScottrade, Inc.A.G.P / Alliance Global Partners07-17-2014
Emilio James AnnunziatoLPL Financial LLCA.G.P / Alliance Global Partners05-21-2014
Lewis Lee KasowitzMorgan StanleyA.G.P / Alliance Global Partners07-19-2013
Frank BaldoPruco Securities, LLC.A.G.P / Alliance Global Partners11-07-2011
Nathan Richardson Allen IIIWarisan Capital ManagementA.L. Stuart Investments, LLC06-06-2017
Mark Walter SteffenClinton Investment Management, LLCAcademy Securities, Inc.07-20-2017
Stephen Campbell SteinthalFieldpoint Private Securities, LLCAcademy Securities, Inc.12-11-2014
Robert Clifford HavensCommonwealth Financial NetworkAccess Financial Group, Inc.04-01-2010
Kobina Gyesi HaganLantern Investments, Inc.Adirondack Trading Group LLC10-05-2012
Mergim EleziAdriatic Wealth Management LLCAdriatic Wealth Management LLC01-08-2020
Nicholas Michael OrobelloNational Planning CorporationAdviceOne Advisory Services, LLC05-21-2014
James Eric WagonerNewbridge Securities CorporationAdvisory Group Equity Services Ltd.$5008-10-2018
James Eric WagonerAdvisory Group Equity Services Ltd.Advisory Group Equity Services Ltd.$2501-05-2018
Alexander Vlad YelenskyA.G.P / Alliance Global PartnersAegis Capital Corp.05-01-2019
William George ZimmermanFidelity Brokerage Services LLCAIG Capital Services, Inc.04-29-2016
Richard Dennis DickinsonLPL Financial LLCAIG Capital Services, Inc.07-24-2012
Charles Michael WhiteCommonwealth Financial NetworkAita Financial Group, Inc.04-30-2014
Robert FavaWestport Capital Markets, LLCAlexander Capital, L.P.01-10-2017
Carl George BulginiFenwick Investments, LLCAllianceBernstein L.P.04-10-2013
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Showing 1 to 25 of 3,034 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.