Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Carroll, Sam ShehuLPL Financial LLCWells Fargo Clearing Services, LLC$11002-15-2019
Scott SkidmoreLPL Financial LLCWells Fargo Clearing Services, LLC$7112-21-2017
Paul Sheldon, Jesse SheldonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$19308-11-2017
Grant UlrickLPL Financial LLCWells Fargo Clearing Services, LLC$7603-31-2017
John J. Nelson, Jon T. NelsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$12504-12-2013
William Cahill, Terrence Cahill, Andy Bauer, Carl Cieplinski, Kieran CahillCommonwealth Financial NetworkVoya Financial Advisors, Inc.$9508-04-2017
Richard McMahonAmeriprise Financial Services, LLCSecurities America, Inc.$8403-30-2015
Thomas J. HineCommonwealth Financial NetworkSecurities America, Inc.$12007-26-2011
Thomas Pacilio, Daniel BesseStratos Wealth Partners, LtdRSM US Wealth Management LLC$23008-30-2018
Robert Batick, Jr.Westport Capital Markets, LLCRBC Capital Markets, LLC$8006-17-2011
Robert C. Batick, JrWestport Capital Markets, LLCRBC Capital Markets, LLC$8006-13-2011
Gary Halter, Benjamin Halter, Sharland BakerJanney Montgomery Scott LLCRBC Capital Markets, LLC$14011-12-2018
Jonathan LakeMorgan StanleyRBC Capital Markets, LLC09-13-2011
Brian P. BeckTriad Advisors LLCNational Planning Corporation$13311-05-2014
Robert BlanchardLPL Financial LLCMorgan Stanley$9602-19-2016
Robert BergSummit Brokerage Services, Inc.Morgan Stanley$7206-06-2014
Simone Gladstone, Lynn CravinhoTriad Advisors LLCMorgan Stanley$8010-17-2012
Doug Viellette, Dan DanotoAmeriprise Financial Services, LLCMorgan Stanley$21103-16-2012
Gary WongEquitable Advisors, LLCMorgan Stanley01-10-2020
John Cleary, Renee RossiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10806-04-2020
Kevin Guth, Stephen Fordyce, Jeremy SoboleskiSnowden Capital Advisors LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-19-2013
Charles Wareham, Craig Breitsprecher, Tom Polowy, Vincent WinansIndependent Financial Group, LLCLPL Financial LLC$9503-17-2014
Keith SomersAmeriprise Financial Services, LLCLPL Financial LLC$5101-13-2012
Michael Nobile, Scott Hinchey, Michael McCabe, David TauberInvestacorp, Inc.INVEST Financial Corporation$25009-08-2015
Brian ArmogidaWaddell & ReedEdward Jones$7808-22-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.