Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ross Evan GladstoneA.G.P / Alliance Global PartnersSpartan Capital Securities, LLC06-28-2020
John William RahoA.G.P / Alliance Global PartnersSpartan Capital Securities, LLC06-28-2020
Jean Pier SuarezA.G.P / Alliance Global PartnersSpartan Capital Securities, LLC03-13-2020
John Edmund NeenanA.G.P / Alliance Global PartnersMML Investors Services, LLC03-18-2013
Francis Joseph HendricksAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-23-2017
Kenneth Joseph GruneisenAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$1002-23-2017
Robert WilliamsAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-21-2017
Robert Joseph DonofrioAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-17-2017
Todd Harris McKeeAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-17-2017
Wilder Douglas CarnesAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-17-2017
William Taylor Hanavan JrAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$5002-16-2017
Amy Ellen ClaytonAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$5002-07-2017
John Joseph Kalamarides JrAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$2502-07-2017
Ronald N RyanAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-07-2017
Steve Elias LambrinakosAdvisory Group Equity Services Ltd.Centaurus Financial, Inc.09-04-2013
Paul Richard HimmelsteinAdvisory Group Equity Services Ltd.Centaurus Financial, Inc.08-28-2013
Peter Patrick CahillAdvisory Group Equity Services Ltd.Cetera Advisor Networks LLC$10006-01-2012
Matthew WinthropAegis Capital Corp.RBC Capital Markets, LLC10-16-2017
Mitchell Scott FitterAegis Capital Corp.Advanced Equities, Inc.10-18-2011
Victor Roy SaulAegis Capital Corp.Herbert J. Sims & Co, Inc.06-30-2011
Stanley James CrouchAegis Capital Corp.Herbert J. Sims & Co, Inc.06-30-2011
Andrew Allen AgemyAgemy Wealth Advisors, LLCClient One Securities LLC07-23-2015
Thomas Henry AlexaAlexa Wealth Management, LLCCambridge Investment Research, Inc.$2506-03-2019
Matthew J CannerAlgonquin Advisors LLCM&T Securities, Inc.07-10-2019
Richard EspositoAllstate Financial Services, LLCPark Avenue Securities LLC01-29-2020
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Showing 1 to 25 of 1,962 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.