Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAegis Capital Corp.05-01-2019
John Edmund NeenanA.G.P. / Alliance Global PartnersMML Investors Services, LLC03-18-2013
Mergim EleziAdriatic Wealth Management LLCWestPark Capital, Inc.03-08-2017
Robert WilliamsAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-21-2017
Wilder Douglas CarnesAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$10002-17-2017
Robert Joseph DonofrioAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$5002-17-2017
John Edward RickAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
John Rory RohanAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-10-2017
Andrew Clayton WymanAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$15002-07-2017
Amy Ellen ClaytonAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$10002-07-2017
John Joseph Kalamarides Jr.Advisory Group Equity Services Ltd.Source Capital Group, Inc.$2502-07-2017
Ronald N. RyanAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-07-2017
Michael Jay DworetskyAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$5002-06-2017
Steve Elias LambrinakosAdvisory Group Equity Services Ltd.Centaurus Financial, Inc.09-04-2013
Paul Richard HimmelsteinAdvisory Group Equity Services Ltd.Centaurus Financial, Inc.08-28-2013
Peter Patrick CahillAdvisory Group Equity Services Ltd.Cetera Advisor Networks LLC$15006-01-2012
Matthew WinthropAegis Capital Corp.RBC Capital Markets, LLC$1010-16-2017
Michael Rolf SiekAegis Capital Corp.Spencer Trask Ventures, Inc.12-08-2014
Barry Albert MillsAegis Capital Corp.Westport Resources Investment Services, Inc.05-16-2014
Andrew Allen AgemyAgemy Wealth Advisors, LLCClient One Securities LLC07-23-2015
Thomas Henry AlexaAlexa Wealth Management, LLCCambridge Investment Research, Inc.06-03-2019
Christopher Croy SpragueAllstate Financial Services, LLCPark Avenue Securities LLC03-29-2019
Prasad S. OakAllstate Financial Services, LLCAXA Advisors, LLC09-28-2017
Frank DigregorioAllstate Financial Services, LLCMML Investors Services, LLC07-26-2017
Kevin Robert CancroftAllstate Financial Services, LLCMetLife Investors Distribution Company04-20-2017
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Showing 1 to 25 of 1,762 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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