Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Robinson GilmanERG Securities (US) LLCH2C Securities Inc.01-30-2019
Sean Francis FlynnEssex Financial Services, Inc.Apella Capital03-13-2017
Kevin Joseph NolanEssex Financial Services, Inc.Sontag Advisory LLC04-21-2014
Michael R. LariviereEssex Financial Services, Inc.Fidelity Brokerage Services LLC08-08-2013
Robert J. MarcinekEssex Financial Services, Inc.Lincoln Financial Advisors Corporation07-31-2013
Nathaniel Francis MorrisEssex Financial Services, Inc.Voya Financial Advisors, Inc.06-03-2013
Jere Rae JordanEssex Financial Services, Inc.LPL Financial LLC02-11-2013
William Timothy FurguesonEssex Financial Services, Inc.Purshe Kaplan Sterling Investments06-22-2011
Anthony Joseph FortunaEssex Financial Services, Inc.Fieldpoint Private Securities, LLC05-31-2011
David Francis LamayEssex Financial Services, Inc.Fidelity Brokerage Services LLC$15003-15-2010
David Cummings Donaldson Jr.Essex Financial Services, Inc.TD Wealth Management Services Inc.$15003-01-2010
James Michael SullivanEssex Financial Services, Inc.Fidelity Brokerage Services LLC04-20-2009
Joseph Emil GauFairport Asset Management CorpKey Investment Services LLC08-03-2017
Donato Domenic DivirgilioFarmers Financial Solutions, LLCSagePoint Financial, Inc.01-22-2018
Carl George BulginiFenwick Investments, LLCAllianceBernstein L.P.04-10-2013
Andrew Boris SalakFiduciary Investment Advisors, LLCMorgan Stanley12-24-2014
Peter Douglas NadeauFiduciary Investment Advisors, LLCMML Distributors, LLC09-03-2014
Tyler B PolkFiduciary Investment Advisors, LLCM Holdings Securities, Inc.05-13-2011
Christopher Jon RowlinsFiduciary Investment Advisors, LLCUSI Advisors02-04-2010
William E. Christian, Tammi A. Lauder, Michael J. Lent, William T. LentFieldpoint PrivateJPMorgan Chase & Co.$70012-18-2017
Daniel David JonkerFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC10-15-2018
Michael J. LentFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC12-19-2017
Tammi Anne LauderFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC12-15-2017
William Eric ChristianFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC12-15-2017
William Telfer LentFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC12-15-2017
« Previous PageNext Page »

Showing 326 to 350 of 1,762 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.