Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven CangialosiFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC12-15-2017
Clay Alan SkurdalFieldpoint Private Securities, LLCLebenthal & Co., LLC$5006-27-2016
Ronan Michael ObyrneFieldpoint Private Securities, LLCCitigroup Global Markets Inc.12-15-2014
Stephen Campbell SteinthalFieldpoint Private Securities, LLCAcademy Securities, Inc.12-11-2014
Andrew Wilson HeitnerFieldpoint Private Securities, LLCNeuberger Berman LLC12-04-2013
Harrison Frazier CanerFieldpoint Private Securities, LLCMorgan Stanley$10003-07-2011
William Deveraux WardFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
Eli Martin SandlerFirst Allied Advisory Services, Inc.First Allied Securities, Inc.07-02-2012
John Joseph FlanaganFlanagan Financial Group LLCMercer Global Advisors Inc.06-06-2019
John Beirne Jr., John-Oliver Beirne, Jim Betzig, Eric PasseriFocus Financial PartnersMerrill Lynch, Pierce, Fenner & Smith Incorporated$2,00002-08-2012
Matthew George ObrienFortune Financial Services, Inc.SA Stone Wealth Management Inc.$5005-01-2017
Steven Edward AiudiFounders Financial Securities LLCSecurities Service Network, LLC12-19-2016
Stevin Lindsay MosesFounders Financial Securities LLCNorthstar Wealth Partners LLC03-04-2016
Kenneth Dominic SavinoFSC Securities CorporationNorthstar Wealth Partners LLC12-11-2015
Robert Gerard Green Sr.FSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
Mark Charles HiginbothamFSC Securities CorporationAdvantage Capital Corporation02-27-2009
Jonathan Vincent GlennGlenn Capital LLCWells Fargo Clearing Services, LLC01-03-2018
Stephen John Kelleher Jr.Gradient Securities, LLCBroker Dealer Financial Services Corp.11-08-2016
George Henry MessierGreat Heritage Investments, LLCWells Fargo Clearing Services, LLC06-23-2017
Mark Andrew QuinnGreenfield Financial Services, LLCKovack Securities Inc.12-10-2012
Ryan W. CallasGreenhouse Wealth Management, LLCFidelity Brokerage Services LLC06-21-2016
John Lawrence FarrellGreenwich Financial Advisors, LLCPacific West Securities, Inc.12-23-2010
David A. FlynnGWN Securities Inc.SA Stone Wealth Management Inc.01-04-2016
David Stuart OldhamGWN Securities Inc.National Securities Corporation06-17-2015
Vincent John Batyr IIIGWN Securities Inc.National Securities Corporation06-17-2015
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Showing 351 to 375 of 1,762 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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