Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph John StangoAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00003-14-2018
Jennifer Vuong HeimsAmeriprise Financial Services, Inc.Cornerstone Capital Partners Inc., N.A.$15002-26-2018
Donald I. SeifertAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5002-20-2018
Arnold Roy BlumenfeldAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC11-10-2017
William Francis Grant IVAmeriprise Financial Services, Inc.MML Investors Services, LLC11-02-2017
Gregg Thomas MaleriAmeriprise Financial Services, Inc.MML Investors Services, LLC$5011-01-2017
Joseph Enda NolanAmeriprise Financial Services, Inc.MML Investors Services, LLC11-01-2017
Bartley Christopher DamonAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-24-2017
Robert Christopher DamonAmeriprise Financial Services, Inc.UBS Financial Services Inc.$1010-20-2017
Christopher Cutler CoburnAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-20-2017
Janice Marie ReedAmeriprise Financial Services, Inc.UBS Financial Services Inc.10-20-2017
Michael Patrick DevivoAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-19-2017
David Michael CaragliorAmeriprise Financial Services, Inc.MML Investors Services, LLC$5010-19-2017
Michael Thomas DelgalloAmeriprise Financial Services, Inc.MML Investors Services, LLC10-19-2017
Dennis Michael TracyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$2510-13-2017
Paul Sheldon, Jesse SheldonAmeriprise Financial Services, Inc.Wells Fargo Advisors$19308-11-2017
Paul Edward SheldonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10008-11-2017
Anthony Joseph Williams IIIAmeriprise Financial Services, Inc.SC Distributors, LLC07-21-2017
Nafi Musa HusseinAmeriprise Financial Services, Inc.MetLife Securities Inc.$2503-06-2017
William Carl OstrandAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10002-10-2017
Kimball John BechtoldAmeriprise Financial Services, Inc.Morgan Stanley$10011-11-2016
Derek James PackettAmeriprise Financial Services, Inc.Kestra Investment Services, LLC08-02-2016
Thomas Anthony LocastroAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5005-27-2016
Mark CalabreseAmeriprise Financial Services, Inc.HIMCO Distribution Services Company05-23-2016
Norman Alexander CotteleerAmeriprise Financial Services, Inc.LPL Financial LLC12-08-2015
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Showing 51 to 75 of 1,762 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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