Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William H. AndersonBelpointe Asset Management LLCThe Patriot Financial Group, LLC01-31-2017
Joseph F. SchreckBelpointe Asset Management LLCBard Financial Services, Inc.01-03-2017
Adam Jose SaldanaBelpointe Asset Management LLCIntervest International Equities Corporation12-13-2016
Hugh J HalseyBelpointe Asset Management LLCVerus Wealth Management, LLC08-26-2016
Stephen John CarusoBelpointe Asset Management LLCAmeriprise Financial Services, Inc.06-21-2016
Michael Ronald HindmanBelpointe Asset Management LLCProEquities, Inc.05-19-2016
Daniel Robert MorrisBelpointe Asset Management LLCWells Fargo Clearing Services, LLC12-24-2015
Arnold H. Rozany, Anthony J. Falcone, Robert A. Schenck, Terry L. Rodrigues, Christopher P. KachurBenjamin F. Edwards & Co.Wells Fargo Advisors11-16-2010
Jennifer Jo Ann PaceBenjamin F. Edwards & Company, Inc.Edward Jones08-03-2018
Sviatlana V. MaslavaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-23-2018
Alana L. SeamonBenjamin F. Edwards & Company, Inc.MetLife Investors Distribution Company09-27-2013
Elizabeth McClellandBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$15005-28-2010
William Blaine SmithBlaine Capital, LLCWall Street Access Asset Management, LLC06-22-2016
Noah Darrow SchwartzBlueprint Financial StrategiesSA Stone Wealth Management Inc.01-03-2017
Jeffrey Grant TuckerBOK Financial Services, Inc.KeyBanc Capital Markets Inc.07-05-2018
Timothy James EdmondBolton Global CapitalNorthwestern Mutual Investment Services, LLC$15002-27-2014
Joseph Patrick CurranBreachway Investments, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Nathaniel Fields BurneBurne Financial Concepts, LLCCambridge Investment Research, Inc.07-03-2018
Charles Allen BirbaraCabot Lodge Securities LLCIFS Securities$10009-11-2019
John Paul SchodCadaret, Grant & Co., Inc.LifeMark Securities Corp.01-13-2014
Susan Janet KuehneCadaret, Grant & Co., Inc.INVEST Financial Corporation01-04-2010
Jeffrey J. CianciCaim LLCTellson Securities11-28-2018
Philip Timothy WielochCalton & Associates, Inc.Capital Financial Services, Inc.04-22-2019
William Edwin DurandCambridge Investment Research Advisors, Inc.Financial Control Services02-05-2013
Norman James De AngelisCambridge Investment Research, Inc.MML Investors Services, LLC03-18-2019
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Showing 126 to 150 of 1,762 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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