Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Arthur O'Connor3D Asset Management, Inc.3D Asset Management, Inc.09-21-2016
Jean Pier SuarezA.G.P / Alliance Global PartnersSpartan Capital Securities, LLC03-13-2020
Alexander Vlad YelenskyA.G.P / Alliance Global PartnersAegis Capital Corp.05-01-2019
Emilio James AnnunziatoA.G.P / Alliance Global PartnersPrudential Annuities Distributors, Inc09-09-2013
James Aric HiblerA.G.P / Alliance Global PartnersNorthwestern Mutual Investment Services, LLC04-19-2013
John Edmund NeenanA.G.P / Alliance Global PartnersMML Investors Services, LLC03-18-2013
Mergim EleziAdriatic Wealth Management LLCAdriatic Wealth Management LLC01-08-2020
Mergim EleziAdriatic Wealth Management LLCWestPark Capital, Inc.03-08-2017
Kevin Roberto NunezAdvisory Group Equity Services Ltd.Morgan Stanley09-11-2019
Eric PotoAdvisory Group Equity Services Ltd.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2018
James Eric WagonerAdvisory Group Equity Services Ltd.Advisory Group Equity Services Ltd.$2501-05-2018
David Allen WaltersAdvisory Group Equity Services Ltd.Detwiler Fenton & Co.$2506-29-2017
Daniel P BaileyAdvisory Group Equity Services Ltd.Source Capital Group, Inc.03-03-2017
Francis Joseph HendricksAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-23-2017
Kenneth Joseph GruneisenAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$1002-23-2017
Robert WilliamsAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-21-2017
Robert Joseph DonofrioAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$5002-17-2017
John Douglas HardingAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$2502-17-2017
Paul John ColemanAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-17-2017
David Joe NoriegaAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-17-2017
Wilder Douglas CarnesAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$10002-17-2017
Timothy Bell MoyerAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
John Edward RickAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
William Taylor Hanavan Jr.Advisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
John Rory RohanAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-10-2017
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Showing 1 to 25 of 3,034 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.