Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fay SheppardWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-02-2009
Matthew Scott TashjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-02-2009
Eric T KreuterUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-06-2009
Krista PiccoWells Fargo Clearing Services, LLCFirst Clearing, LLC01-06-2009
Erica HenstAllstate Financial Services, LLCAmeriprise Financial Services, Inc.01-06-2009
Robert Joseph LenihanUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10001-08-2009
Simon Andreas OppligerOppenheimer & Co. Inc.UBS Securities LLC01-08-2009
Brendan C. PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-08-2009
Charles E McCoolUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-16-2009
Ronald Michael GellmannWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-16-2009
William David NewmanRaymond James & Associates, Inc.Foresters Financial Services, Inc.$10001-16-2009
John Joseph McKeonUBS Financial Services Inc.Citigroup Global Markets Inc.01-16-2009
Kristin Elizabeth BloomUBS Financial Services Inc.Morgan Stanley & Co. Incorporated01-16-2009
Eric Andrew PetersonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1001-22-2009
Jon Howard CalkinsAllstate Financial Services, LLCWRP Investments, Inc.01-29-2009
Gregory Dayton MillerUBS Financial Services Inc.AllianceBernstein L.P.01-29-2009
Brian Dennis ClearyWestport Capital Markets, LLCCitigroup Global Markets Inc.02-02-2009
Antonio DisorboLPL Financial LLCDBIA, LLC.02-05-2009
Pasquale Joseph SacchettaContinental Five Investment Group, LLCTUTTLE WEALTH MANAGEMENT, LLC02-11-2009
Victor Irving AdlerJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-13-2009
Christopher Daniel TullyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-13-2009
Matthew Robert BoehmLPL Financial LLCGunnAllen Financial, Inc02-23-2009
Kyle Friederich Hublitz, Kevin A ToohillUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-27-2009
Robert Gerard Green Sr.FSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
Mark Charles HiginbothamFSC Securities CorporationAdvantage Capital Corporation02-27-2009
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Showing 1 to 25 of 1,770 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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