Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Eliot Bergendahl Jr.Morgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Ryan Hamilton GildersleeveMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Mark C BurtonMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Stephen Noble ButlerMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Steven Dominic D'AmicoMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Anthony Carl PassarelloMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Barbara Tucker EllinghausMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joanna M. FisherMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Cammi Oyabe HuckmanMorgan StanleyMorgan Stanley & Co. LLC$7506-01-2009
Jeremy Clark BeanMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Robert KEILHOLTZ MUELLERMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Pamela Ciaburri SnetroMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Jonathan Peter GottliebMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Christopher Paul ThalackerMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Victoria C SilverMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Peter Frederick McCabeMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Elise Mozian ShartsisMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Steven A LobassoMorgan StanleyMorgan Stanley & Co. Incorporated$5006-01-2009
Gerard Stephen Spiegel Jr.Morgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Marti Burke MaracheMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Bruno Scott GioffreMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Randy Scott HolmeenMorgan StanleyMorgan Stanley & Co. LLC$5006-01-2009
Robert John TassoneMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Roger MasonMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
John R MurphyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
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Showing 101 to 125 of 1,768 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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