Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Ann AreltMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Sally Ann FerrisMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Bruce Downing SargentMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Philip Joseph QuagliarielloMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Cathy Anne BriggsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Stephen M. KorwinMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Geoffrey Thomas SwansonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jane L. NelsenMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Robert Daniel MoquinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christian Andre TemplemanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David J. CastleMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Jonathan SnyderMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Taher Ted KolyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ronald Andew BalzanoMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Patricia Weber PerryMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Roger Lawrence HueglinMorgan StanleyMorgan Stanley & Co. Incorporated06-01-2009
Thomas Donald SullivanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Peter Baird NevilleMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Joseph John KulhowvickMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Roger TabsheyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael James BilbyMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Anne Marie BenselCitigroup Global Markets Inc.SII Investments, Inc.$5006-03-2009
Steven Norbert BanalettiLPL Financial LLCJanney Montgomery Scott LLC06-17-2009
Timothy Macnair CahillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2506-19-2009
Arnel Collantes GonzalesAmeriprise Financial Services, Inc.Morgan Stanley06-19-2009
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Showing 201 to 225 of 1,768 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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