Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abby Wolman McelroyMorgan StanleyRBC Capital Markets, LLC$10008-30-2017
Adam Alan RothmanMML Investors Services, LLCAllstate Financial Services, LLC06-20-2017
Adam Jose SaldanaBelpointe Asset Management LLCIntervest International Equities Corporation12-13-2016
Adam Stuart FritzscheCitizens Securities, Inc.LPL Financial LLC11-30-2012
Adrienne Michelle OsorioMorgan StanleyOppenheimer & Co. Inc.07-13-2016
Airinhos Manuel SerradasMetLife Securities Inc.Securities America, Inc.03-23-2011
Alan Charles GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5010-22-2010
Alan Donald CooperKovack Securities Inc.SII Investments, Inc.$2512-21-2017
Alan Donald CooperSII Investments, Inc.Questar Capital Corporation06-30-2009
Alan Jay BernsteinCentaurus Financial, Inc.American Portfolios Financial Services, Inc.$1005-31-2017
Alan Joseph SylvestreWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-05-2014
Alan Richard StreiterMML Investors Services, LLCMorgan Joseph TriArtisan LLC$102-07-2012
Alan S SamahaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-27-2013
Alana L SeamonBenjamin F. Edwards & Company, Inc.MetLife Investors Distribution Company09-27-2013
Albert Graziello TammaroChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2010
Albert Michael Damato Sr.Westport Capital Markets, LLCAmeriprise Financial Services, Inc.$10005-17-2017
Albert P Del VecchioInfinex Investments, Inc.CUSO Financial Services, L.P.07-17-2015
Albert P Del VecchioNYLIFE Securities LLCPeople's Securities, Inc.06-28-2013
Albert P Del VecchioPeople's Securities, Inc.David Lerner Associates, Inc.02-24-2011
Albert Shalom DoukWells Fargo Clearing Services, LLCNYLIFE Securities LLC12-04-2013
ALESSANDRA DIMAURORESNICK ADVISORSRound Table Wealth Management04-07-2014
Alexander Dean FlandersCitizens Securities, Inc.Foresters Financial Services, Inc.03-29-2017
Alexander Gregory ZaharoffHTG Investment Advisors IncCitigroup Global Markets Inc.05-20-2014
Alexander Hamilton DavidsonMorgan StanleyUBS Financial Services Inc.$5001-16-2015
Alexander J CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.10-31-2011
Next Page »

Showing 1 to 25 of 2,307 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.