Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Elton HallJ.P. Morgan Securities LLCUBS Financial Services Inc.07-17-2019
ABBY WOLMAN Wolman MCELROYMorgan StanleyRBC Capital Markets, LLC08-30-2017
Adam C GalaburdaUBS Financial Services Inc.AllianceBernstein L.P.$25102-06-2009
Adam J TuckerFidelity Brokerage Services LLCMML Investors Services, LLC06-12-2020
Adam Jose SaldanaBelpointe Asset Management LLCIntervest International Equities Corporation12-13-2016
Adam Luis RichwineRBC Capital Markets, LLCEdward Jones08-27-2018
Adam Mcdonnell ReedRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-24-2018
Adam Michael BouleyVoya Financial Advisors, Inc.First Citizens Investor Services, Inc.05-18-2020
Adam Patrick LeapleyMorgan StanleyChase Investment Services Corp.$21101-14-2011
Adam Scott AltwergerUBS Financial Services Inc.J.P. Morgan Securities LLC07-27-2018
Adam Stanley TkaczukSPC Advisors, LLCAlpha Architect03-23-2018
Adrian Anthony AndreottaLPL Financial LLCWells Fargo Clearing Services, LLC01-27-2017
Aimee Elizabeth MarcusRaymond James Financial Services, Inc.LPL Financial LLC05-17-2018
Alan CHARLES GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5010-22-2010
Alan Donald CooperKovack Securities Inc.SII Investments, Inc.12-21-2017
Alan Jay BernsteinCentaurus Financial, Inc.American Portfolios Advisors, Inc05-31-2017
Alan Joseph SylvestreWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-05-2014
Alan Keith GoldfarbApella CapitalFinancial Strategies Group01-15-2020
Alan Paul WeissMercer Global Advisors Inc.Regent Wealth Management Group11-19-2019
Alan Richard StreiterMML Investors Services, LLCMorgan Joseph TriArtisan LLC02-07-2012
Alan Thomas CirulliRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10001-07-2020
Alana L SeamonBenjamin F. Edwards & Company, Inc.MetLife Investors Distribution Company09-27-2013
Albert KrugerWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$8205-14-2009
Albert Michael DAmatoWestport Capital Markets, LLCAmeriprise Financial Services, LLC$10005-17-2017
Alejandro Jesus VilasusoJ.P. Morgan Securities LLCCNR Securities, LLC06-10-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.