Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abby Wolman McElroyMorgan StanleyRBC Capital Markets, LLC$10008-30-2017
Adam Jose SaldanaBelpointe Asset Management LLCIntervest International Equities Corporation12-13-2016
Adam Patrick Leapley, Jennifer L. HradekMorgan StanleyChase Investment Services Corp.$15001-14-2011
Adam Stanley TkaczukSPC Advisors, LLCAlpha Architect03-23-2018
Adelio GallucciMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Alan Charles GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$20010-22-2010
Alan Donald CooperKovack Securities Inc.SII Investments, Inc.12-21-2017
Alan Jay BernsteinCentaurus Financial, Inc.American Portfolios Financial Services, Inc.$1005-31-2017
Alan Joseph SylvestreWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-05-2014
Alan Richard StreiterMML Investors Services, LLCMorgan Joseph TriArtisan LLC$5002-07-2012
Alan S SamahaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-27-2013
Alana L. SeamonBenjamin F. Edwards & Company, Inc.MetLife Investors Distribution Company09-27-2013
Albert Kruger, Christopher LeavayWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5005-14-2009
Albert Michael D'AmatoWestport Capital Markets, LLCAmeriprise Financial Services, Inc.05-17-2017
Alejandro Jesus VilasusoJ.P. Morgan Securities LLCCNR Securities, LLC06-10-2019
Alexander Bernd OverkampLPL Financial LLCCambridge Investment Research, Inc.11-13-2017
Alexander D. FlandersCitizens Securities, Inc.Foresters Financial Services, Inc.03-29-2017
Alexander Dewitt WalshWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC07-11-2018
Alexander Floyd OchseRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Alexander Gregory ZaharoffHTG Investment Advisors IncCitigroup Global Markets Inc.05-20-2014
Alexander Hamilton DavidsonMorgan StanleyUBS Financial Services Inc.$5001-16-2015
Alexander Vlad YelenskyA.G.P. / Alliance Global PartnersAegis Capital Corp.05-01-2019
Ali Marie GirardiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alice Leary ReitzLPL Financial LLCINVEST Financial Corporation02-14-2018
Alison Patricia ScavoneWells Fargo Clearing Services, LLCMorgan Stanley$5008-15-2014
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Showing 1 to 25 of 1,773 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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