Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phil Fiore, Jeff Farrar, Lou Gloria, Tom Gahan, Chris FosterUBS Financial Services Inc. Inc.Dynasty Financial Partners$8,40006-19-2017
John Beirne Jr., John-Oliver Beirne, Jim Betzig, Eric PasseriMerrill Lynch, Pierce, Fenner & Smith IncorporatedFocus Financial Partners$2,00002-08-2012
Dodd Newton Koeckert, Nicholas H. AngerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Wealth Management$1,20006-24-2015
Robert Black, Ned Manuel, Ed Blumenthal, Bob BorkowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott$90010-04-2013
Scott Gregory StevensRaymond James & Associates, Inc.Morgan Stanley$86002-23-2018
James BilecaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$86011-16-2016
Steven Edward AiudiFounders Financial Securities LLCSecurities Service Network, LLC$80012-19-2016
Ken Griffen, Paul Vaida, Royden Grimm, Barry Saluk, Jared BloxsomMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott$80010-10-2016
Romaine A. Macomb, Theresa V. DonatelliEssex Financial ServicesLPL Financial LLC$80008-07-2013
Margaret Mary EspositoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$78010-16-2009
Scott SkidmoreLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$76012-21-2017
John Thomas Lynch Jr.Herbert J. Sims & Co, Inc.Lawson Financial Corporation$75010-27-2014
Joseph Fortuna, Timothy PreteUBS Financial Services Inc. Inc.Morgan Stanley$73806-21-2010
William E. Christian, Tammi A. Lauder, Michael J. Lent, William T. LentJPMorgan Chase & Co.Fieldpoint Private$70012-18-2017
Richard Clark Sprinthall Jr.Pruco Securities, LLC.Waddell & Reed$70012-15-2017
Tammi Anne LauderFieldpoint Private Securities, LLCJ.P. Morgan Securities LLC$70012-15-2017
Charles Andriole, Geoffrey G. Gregory, Matthew J. MontanaMerrill Lynch, Pierce, Fenner & Smith IncorporatedHightower Advisors$70011-15-2013
Antonio DisorboLPL Financial LLCDBIA, LLC.$68002-05-2009
William Francis GarbarinoLincoln Financial Advisors CorporationRaymond James Financial Services Advisors, Inc$65005-01-2009
Garrett D HoferUBS Financial Services Inc.Morgan Stanley$64009-11-2013
Gregory Scott NorrisAmeriprise Financial Services, Inc.Westminster Financial Securities, Inc.$63011-17-2011
Richard Gilbert Kelley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$61010-27-2016
Omar Wallace FrancisCommonwealth Financial NetworkAmeritas Investment Corp.$60007-22-2019
Joseph Troy, Robert Caiaze, Adam Reed, James McNairWells Fargo AdvisorsRBC Wealth Management$60001-24-2018
Frank Eugene MetruskySecurities America, Inc.National Planning Corporation$60010-24-2017
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Showing 1 to 25 of 2,928 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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